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Form 38.5 - CPL Resources Plc - Shore Capital Stockbrokers Ltd

Shore Capital Stockbrokers Limited
·2-min read

Ap24

FORM 38.5(a)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader

Shore Capital Stockbrokers Limited

Company dealt in

CPL Resources Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Equities

Date of dealing

06/11/2020

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of relevant secuities acquired

Highest price paid (Note 3)

Lowest price paid

(Note 3)

301

980 pence (GBP)

980 pence (GBP)


Total number of securities disposed

Highest price received (Note 3)

Lowest price received

(Note 3)

301

1,001.8 pence (GBP)

1,001.8 pence (GBP)

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 4)

Number of relevant securities

(Note 5)

Price per unit

(Note 3)


Ap25

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,
e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 3)

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

09/11/2020

Contact name

Oliver Eker

Telephone number

+44 786 614 9879

Name of offeree/offeror with which connected

CPL Resources plc

Nature of connection (Note 6)

Broker