UK markets closed

Form 8.3 - ABBVIE INC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

6 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
LongShort
Number(%)Number(%)

(1)

Relevant securities

2,307,811

0.16%

4,093,427

0.28%

 

(2)

Derivatives (other than options):

2,087,024

0.14%

516,901

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,284,300

0.09%

1,397,100

0.09%

 
TOTAL:

5,679,135

0.38%

6,007,428

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

75.1500 USD
Purchase

2

75.7750 USD
Purchase

15

75.7400 USD
Purchase

15

75.9340 USD
Purchase

28

76.6100 USD
Purchase

31

75.4800 USD
Purchase

46

76.0839 USD
Purchase

73

76.2900 USD
Purchase

100

76.0600 USD
Purchase

100

76.1500 USD
Purchase

100

75.9000 USD
Purchase

100

74.9200 USD
Purchase

100

75.7800 USD
Purchase

100

75.6400 USD
Purchase

100

75.8800 USD
Purchase

198

76.0074 USD
Purchase

200

76.0200 USD
Purchase

200

75.0550 USD
Purchase

200

75.0175 USD
Purchase

200

75.0100 USD
Purchase

200

74.9900 USD
Purchase

200

74.9400 USD
Purchase

200

76.3850 USD
Purchase

200

76.6800 USD
Purchase

200

75.7100 USD
Purchase

200

76.0000 USD
Purchase

201

74.8959 USD
Purchase

201

75.1814 USD
Purchase

230

76.0565 USD
Purchase

258

75.0600 USD
Purchase

270

74.5600 USD
Purchase

273

75.8650 USD
Purchase

296

75.6327 USD
Purchase

297

75.5453 USD
Purchase

300

76.0833 USD
Purchase

300

75.6408 USD
Purchase

300

74.9433 USD
Purchase

300

76.0633 USD
Purchase

301

75.0869 USD
Purchase

323

76.0123 USD
Purchase

400

75.0000 USD
Purchase

409

76.0099 USD
Purchase

419

76.1998 USD
Purchase

511

75.7527 USD
Purchase

539

75.8723 USD
Purchase

560

76.0356 USD
Purchase

700

75.2857 USD
Purchase

824

76.0122 USD
Purchase

916

75.3202 USD
Purchase

932

75.8342 USD
Purchase

970

76.0226 USD
Purchase

1,300

75.2959 USD
Purchase

1,306

76.1080 USD
Purchase

1,321

75.1296 USD
Purchase

1,334

76.1185 USD
Purchase

1,381

75.1555 USD
Purchase

1,623

75.7411 USD
Purchase

1,800

75.4521 USD
Purchase

2,349

75.1109 USD
Purchase

2,505

75.6444 USD
Purchase

2,947

75.1059 USD
Purchase

3,548

75.8845 USD
Purchase

3,963

75.9219 USD
Purchase

4,379

75.4500 USD
Purchase

5,233

75.7088 USD
Purchase

5,360

75.5108 USD
Purchase

5,800

76.0535 USD
Purchase

7,085

75.7091 USD
Purchase

7,100

75.6768 USD
Purchase

7,123

75.7882 USD
Purchase

7,800

75.4318 USD
Purchase

8,280

75.6748 USD
Purchase

8,312

75.4625 USD
Purchase

9,188

75.7531 USD
Purchase

10,453

76.0686 USD
Purchase

11,022

76.2723 USD
Purchase

12,879

75.7424 USD
Purchase

13,711

75.5514 USD
Purchase

17,200

75.0800 USD
Purchase

28,566

75.8153 USD
Purchase

28,628

75.7739 USD
Purchase

33,371

75.5515 USD
Purchase

36,585

75.9075 USD
Purchase

36,914

75.5584 USD
Purchase

43,632

75.4104 USD
Purchase

48,800

75.7326 USD
Purchase

50,912

75.7300 USD
Purchase

231,444

75.8253 USD
Sale

1

75.8100 USD
Sale

1

75.7400 USD
Sale

28

76.6100 USD
Sale

53

75.2700 USD
Sale

54

76.8611 USD
Sale

88

75.8734 USD
Sale

100

76.0000 USD
Sale

100

75.8700 USD
Sale

100

75.2850 USD
Sale

100

75.0400 USD
Sale

100

74.8600 USD
Sale

100

75.5400 USD
Sale

100

76.1350 USD
Sale

100

75.6650 USD
Sale

100

76.0900 USD
Sale

100

76.0800 USD
Sale

106

76.1094 USD
Sale

107

75.1106 USD
Sale

113

75.6081 USD
Sale

142

75.1170 USD
Sale

193

75.3618 USD
Sale

198

76.1502 USD
Sale

200

75.5150 USD
Sale

200

76.1150 USD
Sale

200

75.1400 USD
Sale

200

75.4200 USD
Sale

200

74.9700 USD
Sale

241

75.4493 USD
Sale

270

74.5600 USD
Sale

299

75.5524 USD
Sale

300

75.6033 USD
Sale

300

75.0866 USD
Sale

300

75.0766 USD
Sale

300

75.6383 USD
Sale

307

75.3840 USD
Sale

328

76.1374 USD
Sale

400

75.2075 USD
Sale

400

76.1200 USD
Sale

500

75.9280 USD
Sale

501

75.0618 USD
Sale

588

75.8839 USD
Sale

800

75.5462 USD
Sale

860

75.5869 USD
Sale

915

75.5570 USD
Sale

949

76.0789 USD
Sale

1,306

75.5653 USD
Sale

1,421

75.7542 USD
Sale

1,500

75.5386 USD
Sale

1,632

75.4318 USD
Sale

1,740

75.7267 USD
Sale

1,806

76.1080 USD
Sale

1,965

76.1190 USD
Sale

2,101

76.1760 USD
Sale

2,116

76.3853 USD
Sale

2,300

75.1100 USD
Sale

2,332

76.2207 USD
Sale

2,413

76.0782 USD
Sale

2,417

75.7877 USD
Sale

3,157

76.6412 USD
Sale

3,478

75.7044 USD
Sale

4,734

75.7242 USD
Sale

5,360

75.5108 USD
Sale

6,412

75.6210 USD
Sale

6,700

75.7304 USD
Sale

6,741

75.4753 USD
Sale

8,312

75.4625 USD
Sale

8,990

75.6232 USD
Sale

9,916

76.0416 USD
Sale

10,067

75.6067 USD
Sale

10,316

76.0924 USD
Sale

14,198

75.9617 USD
Sale

14,787

75.5281 USD
Sale

17,200

75.0800 USD
Sale

19,256

75.4622 USD
Sale

24,227

75.6632 USD
Sale

26,000

75.8302 USD
Sale

26,713

76.3259 USD
Sale

28,281

75.7494 USD
Sale

30,200

75.6345 USD
Sale

35,058

75.7374 USD
Sale

39,018

75.8238 USD
Sale

44,298

75.7741 USD
Sale

57,205

75.9350 USD
Sale

75,258

75.7300 USD
Sale

148,442

75.5417 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing,ofpricedatemoney
selling,securitiespaid/
varying etcto whichreceived
option
relates
Call Option Purchasing

100

65 USD American 3 Apr 2020 7.8000 USD
Call Option Purchasing

2,500

70 USD American 3 Apr 2020 3.0300 USD
Call Option Purchasing

1,400

73 USD American 3 Apr 2020 0.3300 USD
Call Option Purchasing

200

75 USD American 3 Apr 2020 1.6500 USD
Call Option Purchasing

100

78 USD American 19 Jun 2020 4.8000 USD
Call Option Purchasing

800

81 USD American 3 Apr 2020 0.2200 USD
Call Option Purchasing

200

85 USD American 15 May 2020 0.8500 USD
Call Option Purchasing

200

95 USD American 15 Jan 2021 2.3500 USD
Call Option Purchasing

400

100 USD American 15 Jan 2021 1.5200 USD
Call Option Purchasing

200

105 USD American 15 Jan 2021 1.0300 USD
Call Option Purchasing

100

120 USD American 15 Jan 2021 0.3200 USD
Call Option Purchasing

26

USD 0.0100 USD
Call Option Purchasing

9

USD 0.0200 USD
Call Option Purchasing

2

USD 0.0600 USD
Call Option Purchasing

22

USD 0.1000 USD
Call Option Purchasing

5

USD 0.4000 USD
Call Option Purchasing

2

USD 1.6100 USD
Call Option Selling

1,000

73 USD American 19 Jun 2020 7.0000 USD
Call Option Selling

500

75 USD American 15 May 2020 3.7100 USD
Call Option Selling

400

78 USD American 3 Apr 2020 0.0700 USD
Call Option Selling

1,100

80 USD American 3 Apr 2020 0.0300 USD
Call Option Selling

300

80 USD American 17 Apr 2020 0.6000 USD
Call Option Selling

1,000

83 USD American 3 Apr 2020 0.0400 USD
Call Option Selling

100

90 USD American 21 Aug 2020 1.5000 USD
Call Option Selling

100

93 USD American 15 May 2020 0.1500 USD
Call Option Selling

100

95 USD American 15 May 2020 0.1500 USD
Call Option Selling

11

USD 0.0100 USD
Call Option Selling

1

USD 12.9000 USD
Call Option Selling

15

USD 14.3000 USD
Put Option Purchasing

1,000

45 USD American 3 Apr 2020 0.0800 USD
Put Option Purchasing

100

58 USD American 19 Jun 2020 1.2500 USD
Put Option Purchasing

10,000

65 USD American 3 Apr 2020 0.0100 USD
Put Option Purchasing

3,400

66 USD American 3 Apr 2020 0.1000 USD
Put Option Purchasing

300

75 USD American 19 Jun 2020 6.3000 USD
Put Option Selling

100

70 USD American 15 Jan 2021 8.8500 USD
Put Option Selling

100

75 USD American 3 Apr 2020 1.3500 USD
Put Option Selling

500

82 USD American 3 Apr 2020 8.5800 USD
Put Option Selling

1,600

88 USD American 3 Apr 2020 12.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

7 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchasedrelevant securitiespricedate
to which the option
or derivative
relates
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Put Options Written

1,200

85.0000

American Jun 19, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

9,300

80.0000

American May 15, 2020
Put Options Written

2,700

75.0000

American Jun 19, 2020
Put Options Written

2,100

70.0000

American May 15, 2020
Put Options Written

54,600

60.0000

American Jun 19, 2020
Call Options Purchased

5,100

75.0000

American May 15, 2020
Call Options Purchased

13,200

87.5000

American May 15, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Written

2,500

70.0000

American Sep 18, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Call Options Written

-12,200

90.0000

American Jun 19, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-2,200

50.0000

American Jan 21, 2022
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Put Options Written

301,500

60.0000

American Jan 15, 2021
Call Options Purchased

2,800

72.5000

American Jun 19, 2020
Call Options Purchased

16,700

95.0000

American May 15, 2020
Call Options Purchased

4,700

85.0000

American Aug 21, 2020
Call Options Purchased

8,900

95.0000

American Sep 18, 2020
Call Options Purchased

5,800

77.5000

American May 15, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Written

6,000

75.0000

American Sep 18, 2020
Call Options Purchased

1,900

92.5000

American May 15, 2020
Put Options Purchased

-32,000

62.5000

American Jan 15, 2021
Put Options Purchased

-4,300

55.0000

American Jan 15, 2021
Call Options Written

-21,800

110.0000

American Jan 15, 2021
Call Options Written

-5,700

95.0000

American Apr 17, 2020
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Call Options Written

-8,600

105.0000

American May 15, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Put Options Written

8,600

75.0000

American May 15, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Call Options Purchased

500

92.5000

American Jun 19, 2020
Put Options Written

2,200

82.5000

American May 15, 2020
Call Options Purchased

16,800

97.5000

American May 15, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Written

-100

77.5000

American Jun 19, 2020
Call Options Written

-2,000

75.0000

American Jan 15, 2021
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options Purchased

-4,800

40.0000

American Jan 21, 2022
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options Written

-4,800

100.0000

American Apr 17, 2020
Put Options Purchased

-1,900

50.0000

American Sep 18, 2020
Put Options Purchased

-3,900

50.0000

American Jun 19, 2020
Call Options Written

-4,300

85.0000

American May 15, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

151,700

80.0000

American Jan 15, 2021
Put Options Written

6,900

77.5000

American Jan 15, 2021
Put Options Written

1,900

70.0000

American Aug 21, 2020
Call Options Purchased

11,700

90.0000

American Sep 18, 2020
Put Options Written

100

90.0000

American Jun 19, 2020
Put Options Written

2,000

85.0000

American May 15, 2020
Call Options Purchased

5,300

87.5000

American Jun 19, 2020
Put Options Written

150,000

65.0000

American Jun 19, 2020
Call Options Purchased

6,800

80.0000

American May 15, 2020
Put Options Written

26,900

57.5000

American Jun 19, 2020
Call Options Purchased

4,900

90.0000

American Aug 21, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

2,200

80.0000

American Aug 21, 2020
Put Options Written

2,600

80.0000

American Jun 19, 2020
Put Options Written

2,100

72.5000

American Jun 19, 2020
Call Options Purchased

1,700

92.5000

American Sep 18, 2020
Put Options Purchased

-2,400

70.0000

American Jan 15, 2021
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-14,300

67.5000

American Sep 18, 2020
Call Options Written

-25,000

92.5000

American Jan 15, 2021
Call Options Written

-1,800

97.5000

American Jun 19, 2020
Put Options Purchased

-3,100

60.0000

American Apr 24, 2020
Call Options Written

-77,400

70.0000

American Jan 15, 2021
Call Options Written

-2,700

100.0000

American Jan 15, 2021
Put Options Purchased

-352,300

87.5000

American Jan 15, 2021
Call Options Written

-3,700

90.0000

American Apr 17, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Purchased

2,300

77.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Written

1,800

77.5000

American Sep 18, 2020
Put Options Written

1,100

82.5000

American Jun 19, 2020
Put Options Written

6,300

62.5000

American Jun 19, 2020
Call Options Purchased

14,400

75.0000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

2,900

80.0000

American Apr 17, 2020
Call Options Purchased

16,600

90.0000

American May 15, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-5,000

60.0000

American Aug 21, 2020
Put Options Purchased

-11,100

95.0000

American Jan 15, 2021
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Put Options Purchased

-5,100

55.0000

American May 15, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-1,500

80.0000

American Apr 17, 2020
Put Options Written

1,700

75.0000

American Jan 15, 2021
Put Options Written

7,200

70.0000

American Jun 19, 2020
Put Options Written

2,000

57.5000

American Sep 18, 2020
Put Options Written

45,000

50.0000

American Jun 19, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Call Options Written

-31,300

95.0000

American Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-7,900

75.0000

American Apr 17, 2020
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-100

82.5000

American Sep 18, 2020
Put Options Purchased

-10,300

72.5000

American Jan 15, 2021
Call Options Purchased

1,600

85.0000

American Sep 18, 2020
Put Options Written

200

85.0000

American Jan 21, 2022
Put Options Written

175,000

70.0000

American Jan 15, 2021
Put Options Written

9,300

72.5000

American Sep 18, 2020
Put Options Written

22,400

90.0000

American Jan 15, 2021
Call Options Purchased

14,500

80.0000

American Jun 19, 2020
Put Options Written

8,400

87.5000

American Jun 19, 2020
Put Options Written

1,500

67.5000

American Jun 19, 2020
Call Options Written

-15,900

105.0000

American Jan 15, 2021
Call Options Written

-2,200

95.0000

American Aug 21, 2020
Put Options Purchased

-100

40.0000

American Jun 19, 2020
Call Options Written

-6,300

100.0000

American Jun 19, 2020
Put Options Purchased

-100

77.5000

American Jun 19, 2020
Call Options Written

-14,600

82.5000

American May 15, 2020
Put Options Written

15,100

72.5000

American May 15, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

6,300

82.5000

American Jun 19, 2020
Call Options Purchased

1,500

100.0000

American May 15, 2020
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

700

85.0000

American Jan 15, 2021
Call Options Written

-4,900

95.0000

American Jan 15, 2021
Put Options Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options Written

-1,400

82.5000

American Jan 15, 2021
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-6,100

120.0000

American Jan 0, 1900

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200407005454/en/

Contacts

BARCLAYS PLC