UK markets closed

Form 8.3 - Allergan plc - amendment

 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing02 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,152,606

1.26%

3,006,122

0.91%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

248,000

0.08%

168,500

0.05%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,087,951

2.15%

6,019,068

1.83%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

8

174.9200 USD
Purchase

28

175.4500 USD
Purchase

58

177.7801 USD
Purchase

100

174.4100 USD
Purchase

100

174.8200 USD
Purchase

112

173.9939 USD
Purchase

200

174.0350 USD
Purchase

200

176.8572 USD
Purchase

267

177.0743 USD
Purchase

368

175.7491 USD
Purchase

429

174.5592 USD
Purchase

462

176.4765 USD
Purchase

466

174.8492 USD
Purchase

500

175.5350 USD
Purchase

600

176.6454 USD
Purchase

700

176.5816 USD
Purchase

938

175.3657 USD
Purchase

1,183

176.4202 USD
Purchase

1,590

176.8175 USD
Purchase

1,696

176.1485 USD
Purchase

1,783

177.1142 USD
Purchase

3,500

176.0799 USD
Purchase

3,515

175.9596 USD
Purchase

6,349

177.5400 USD
Purchase

8,815

176.8130 USD
Purchase

8,977

175.6451 USD
Purchase

9,159

176.1590 USD
Purchase

9,512

176.8292 USD
Purchase

13,220

177.2827 USD
Purchase

14,352

174.9000 USD
Purchase

46,236

176.4255 USD
Sale

7

176.6100 USD
Sale

8

174.5400 USD
Sale

14

175.4300 USD
Sale

66

176.5800 USD
Sale

67

177.5200 USD
Sale

93

176.5900 USD
Sale

99

176.2800 USD
Sale

100

176.7400 USD
Sale

100

176.0600 USD
Sale

100

176.9700 USD
Sale

100

176.8800 USD
Sale

171

176.1494 USD
Sale

192

176.1015 USD
Sale

200

176.8450 USD
Sale

240

175.8593 USD
Sale

258

175.7984 USD
Sale

292

175.7705 USD
Sale

300

176.1816 USD
Sale

349

176.1080 USD
Sale

350

176.0885 USD
Sale

390

174.9874 USD
Sale

400

175.8775 USD
Sale

500

175.7830 USD
Sale

557

175.5657 USD
Sale

606

176.7199 USD
Sale

800

175.8000 USD
Sale

811

175.9338 USD
Sale

848

176.1485 USD
Sale

1,100

175.4427 USD
Sale

1,142

176.5718 USD
Sale

1,202

174.2909 USD
Sale

2,400

176.3719 USD
Sale

2,963

176.2781 USD
Sale

3,000

175.9690 USD
Sale

4,864

175.6163 USD
Sale

5,691

175.8935 USD
Sale

6,100

177.5400 USD
Sale

6,315

177.1854 USD
Sale

7,242

175.4103 USD
Sale

9,233

177.4656 USD
Sale

13,279

177.3127 USD
Sale

14,990

176.8521 USD
Sale

32,483

176.2418 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing,ofpricedatemoney
selling,securitiespaid/
varying etcto whichreceived
option

 

relates

 

 

Call Option

Purchasing

100

130 USD

American

21 Jan 2022 46.5000 USD
Call Option

Purchasing

100

150 USD

American

15 May 2020 26.9250 USD
Call Option

Purchasing

100

160 USD

American

19 Jun 2020 20.1000 USD
Call Option

Purchasing

100

165 USD

American

19 Jun 2020 16.2000 USD
Call Option

Purchasing

500

173 USD

American

17 Apr 2020 6.2500 USD
Call Option

Purchasing

600

175 USD

American

17 Apr 2020 4.7500 USD
Call Option

Purchasing

900

175 USD

American

19 Jun 2020 9.2000 USD
Call Option

Purchasing

400

180 USD

American

19 Jun 2020 6.2500 USD
Call Option

Purchasing

1,000

185 USD

American

15 May 2020 2.8750 USD
Call Option

Purchasing

100

185 USD

American

19 Jun 2020 4.1250 USD
Call Option

Purchasing

300

200 USD

American

15 May 2020 0.3500 USD
Call Option

Purchasing

100

200 USD

American

21 Jan 2022 2.9800 USD
Call Option

Purchasing

1,000

205 USD

American

15 Jan 2021 2.5050 USD
Call Option

Purchasing

600

220 USD

American

15 May 2020 2.4550 USD
Call Option

Purchasing

200

220 USD

American

15 Jan 2021 2.5050 USD
Call Option

Purchasing

100

240 USD

American

19 Jun 2020 0.0500 USD
Call Option

Purchasing

600

250 USD

American

15 Jan 2021 2.5000 USD
Call Option

Purchasing

700

270 USD

American

15 Jan 2021 0.2800 USD
Call Option

Selling

200

110 USD

American

15 Jan 2021 65.5000 USD
Call Option

Selling

100

140 USD

American

15 Jan 2021 37.5000 USD
Call Option

Selling

300

145 USD

American

15 Jan 2021 33.0000 USD
Call Option

Selling

3,000

150 USD

American

15 Jan 2021 29.0000 USD
Call Option

Selling

300

155 USD

American

19 Jun 2020 24.2250 USD
Call Option

Selling

400

160 USD

American

17 Apr 2020 16.2500 USD
Call Option

Selling

3,000

160 USD

American

15 Jan 2021 21.0000 USD
Call Option

Selling

1,300

160 USD

American

21 Jan 2022 22.0000 USD
Call Option

Selling

3,000

165 USD

American

15 Jan 2021 17.4000 USD
Call Option

Selling

1,400

170 USD

American

15 Jan 2021 14.0000 USD
Call Option

Selling

100

170 USD

American

21 Jan 2022 15.5000 USD
Call Option

Selling

200

175 USD

American

21 Aug 2020 10.2000 USD
Call Option

Selling

2,000

175 USD

American

15 Jan 2021 11.0000 USD
Call Option

Selling

10,000

175 USD

American

21 Jan 2022 12.7500 USD
Call Option

Selling

300

180 USD

American

9 Apr 2020 2.4550 USD
Call Option

Selling

100

180 USD

American

17 Apr 2020 2.6450 USD
Call Option

Selling

7,000

180 USD

American

15 May 2020 5.7000 USD
Call Option

Selling

300

180 USD

American

21 Aug 2020 7.6000 USD
Call Option

Selling

2,000

180 USD

American

15 Jan 2021 8.8250 USD
Call Option

Selling

1,300

180 USD

American

21 Jan 2022 10.0000 USD
Call Option

Selling

9,100

185 USD

American

21 Aug 2020 4.2150 USD
Call Option

Selling

2,000

185 USD

American

15 Jan 2021 6.3250 USD
Call Option

Selling

1,000

190 USD

American

15 May 2020 2.6250 USD
Call Option

Selling

1,100

190 USD

American

19 Jun 2020 2.9500 USD
Call Option

Selling

3,300

190 USD

American

21 Aug 2020 3.3250 USD
Call Option

Selling

3,000

190 USD

American

15 Jan 2021 4.4800 USD
Call Option

Selling

200

190 USD

American

21 Jan 2022 6.0000 USD
Call Option

Selling

200

195 USD

American

15 May 2020 0.6500 USD
Call Option

Selling

3,000

195 USD

American

21 Aug 2020 1.9800 USD
Call Option

Selling

2,000

195 USD

American

15 Jan 2021 2.1400 USD
Call Option

Selling

100

198 USD

American

24 Apr 2020 2.4500 USD
Call Option

Selling

700

200 USD

American

19 Jun 2020 1.7550 USD
Call Option

Selling

1,400

200 USD

American

15 Jan 2021 2.5050 USD
Call Option

Selling

200

208 USD

American

9 Apr 2020 2.4500 USD
Call Option

Selling

100

210 USD

American

17 Apr 2020 2.4500 USD
Call Option

Selling

300

210 USD

American

15 May 2020 0.2800 USD
Call Option

Selling

100

210 USD

American

15 Jan 2021 2.0050 USD
Call Option

Selling

1,800

220 USD

American

21 Jan 2022 2.6000 USD
Call Option

Selling

100

225 USD

American

15 Jan 2021 2.5000 USD
Call Option

Selling

300

235 USD

American

15 Jan 2021 2.5000 USD
Put Option

Purchasing

1,900

90 USD

American

15 May 2020 2.3750 USD
Put Option

Purchasing

2,100

90 USD

American

19 Jun 2020 0.5500 USD
Put Option

Purchasing

5,400

95 USD

American

15 May 2020 2.4500 USD
Put Option

Purchasing

6,400

95 USD

American

19 Jun 2020 2.4500 USD
Put Option

Purchasing

600

95 USD

American

15 Jan 2021 2.4500 USD
Put Option

Purchasing

100

100 USD

American

17 Apr 2020 2.4500 USD
Put Option

Purchasing

2,700

100 USD

American

15 May 2020 2.2750 USD
Put Option

Purchasing

7,000

105 USD

American

15 May 2020 0.4500 USD
Put Option

Purchasing

1,000

120 USD

American

17 Apr 2020 0.5250 USD
Put Option

Purchasing

7,400

120 USD

American

19 Jun 2020 0.8500 USD
Put Option

Purchasing

300

125 USD

American

19 Jun 2020 2.3750 USD
Put Option

Purchasing

100

140 USD

American

17 Apr 2020 0.7500 USD
Put Option

Purchasing

10,000

140 USD

American

19 Jun 2020 3.4750 USD
Put Option

Purchasing

100

140 USD

American

21 Aug 2020 3.7500 USD
Put Option

Purchasing

100

140 USD

American

21 Jan 2022 7.0000 USD
Put Option

Purchasing

100

145 USD

American

17 Apr 2020 0.7500 USD
Put Option

Purchasing

400

145 USD

American

19 Jun 2020 2.5750 USD
Put Option

Purchasing

600

150 USD

American

17 Apr 2020 1.2500 USD
Put Option

Purchasing

10,000

150 USD

American

15 May 2020 3.7000 USD
Put Option

Purchasing

2,000

155 USD

American

17 Apr 2020 2.3750 USD
Put Option

Purchasing

500

160 USD

American

15 May 2020 5.1000 USD
Put Option

Purchasing

10,000

160 USD

American

19 Jun 2020 5.4500 USD
Put Option

Purchasing

700

168 USD

American

17 Apr 2020 2.7500 USD
Put Option

Purchasing

200

170 USD

American

21 Aug 2020 9.6500 USD
Put Option

Purchasing

1,700

173 USD

American

17 Apr 2020 4.1500 USD
Put Option

Purchasing

200

175 USD

American

9 Apr 2020 3.9500 USD
Put Option

Purchasing

500

175 USD

American

19 Jun 2020 9.6500 USD
Put Option

Purchasing

300

180 USD

American

21 Jan 2022 21.5000 USD
Put Option

Purchasing

100

190 USD

American

15 Jan 2021 22.5000 USD
Put Option

Purchasing

1,000

195 USD

American

15 Jan 2021 26.2500 USD
Put Option

Purchasing

100

200 USD

American

15 May 2020 26.0500 USD
Put Option

Selling

400

80 USD

American

15 Jan 2021 2.2500 USD
Put Option

Selling

2,300

90 USD

American

15 Jan 2021 2.3750 USD
Put Option

Selling

200

100 USD

American

15 Jan 2021 0.9200 USD
Put Option

Selling

200

100 USD

American

21 Jan 2022 2.5000 USD
Put Option

Selling

400

105 USD

American

21 Jan 2022 2.5000 USD
Put Option

Selling

100

110 USD

American

15 May 2020 0.6500 USD
Put Option

Selling

2,700

110 USD

American

15 Jan 2021 1.2500 USD
Put Option

Selling

200

110 USD

American

21 Jan 2022 3.0000 USD
Put Option

Selling

1,000

115 USD

American

15 Jan 2021 1.5000 USD
Put Option

Selling

400

115 USD

American

21 Jan 2022 3.5000 USD
Put Option

Selling

500

120 USD

American

21 Aug 2020 2.4500 USD
Put Option

Selling

2,100

120 USD

American

15 Jan 2021 1.8950 USD
Put Option

Selling

200

120 USD

American

21 Jan 2022 4.0000 USD
Put Option

Selling

600

125 USD

American

15 Jan 2021 3.3500 USD
Put Option

Selling

300

125 USD

American

21 Jan 2022 2.4500 USD
Put Option

Selling

100

130 USD

American

15 Jan 2021 3.7500 USD
Put Option

Selling

300

135 USD

American

15 Jan 2021 3.5050 USD
Put Option

Selling

1,300

145 USD

American

15 Jan 2021 5.0000 USD
Put Option

Selling

3,000

145 USD

American

21 Jan 2022 8.0000 USD
Put Option

Selling

1,000

150 USD

American

15 Jan 2021 6.1500 USD
Put Option

Selling

2,100

150 USD

American

21 Jan 2022 9.5000 USD
Put Option

Selling

1,000

155 USD

American

15 Jan 2021 7.0000 USD
Put Option

Selling

500

155 USD

American

21 Jan 2022 10.5000 USD
Put Option

Selling

200

160 USD

American

9 Apr 2020 0.6000 USD
Put Option

Selling

3,000

160 USD

American

15 Jan 2021 8.5000 USD
Put Option

Selling

100

165 USD

American

9 Apr 2020 0.8000 USD
Put Option

Selling

2,300

165 USD

American

15 Jan 2021 10.0000 USD
Put Option

Selling

3,000

170 USD

American

15 Jan 2021 12.0000 USD
Put Option

Selling

100

170 USD

American

21 Jan 2022 16.5000 USD
Put Option

Selling

100

175 USD

American

17 Apr 2020 5.1500 USD
Put Option

Selling

3,000

175 USD

American

15 Jan 2021 14.1500 USD
Put Option

Selling

400

180 USD

American

17 Apr 2020 7.7500 USD
Put Option

Selling

2,000

180 USD

American

15 Jan 2021 16.5750 USD
Put Option

Selling

10,000

185 USD

American

15 May 2020 13.4250 USD
Put Option

Selling

500

185 USD

American

19 Jun 2020 14.4500 USD
Put Option

Selling

1,100

185 USD

American

21 Aug 2020 15.5500 USD
Put Option

Selling

3,000

185 USD

American

15 Jan 2021 19.2500 USD
Put Option

Selling

400

185 USD

American

21 Jan 2022 24.2500 USD
Put Option

Selling

1,000

190 USD

American

15 May 2020 17.0500 USD
Put Option

Selling

700

190 USD

American

19 Jun 2020 17.6500 USD
Put Option

Selling

400

190 USD

American

21 Aug 2020 19.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Apr 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchasedrelevant securitiespricedate
to which the option
or derivative

 

 

relates

 

Put Options

Written

200

190.0000

American Aug 21, 2020

Call Options

Purchased

7,100

185.0000

American Jan 15, 2021

Put Options

Written

600

172.5000

American Apr 3, 2020

Call Options

Purchased

600

175.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

140.0000

American May 15, 2020

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Call Options

Written

-1,400

230.0000

American Jun 19, 2020

Call Options

Written

-1,500

220.0000

American Aug 21, 2020

Call Options

Written

-2,200

170.0000

American Apr 3, 2020

Call Options

Purchased

2,400

185.0000

American Apr 3, 2020

Put Options

Written

43,900

105.0000

American Jan 15, 2021

Put Options

Written

900

160.0000

American Jun 19, 2020

Put Options

Written

8,200

150.0000

American May 15, 2020

Call Options

Purchased

6,400

175.0000

American May 15, 2020

Call Options

Written

-42,500

165.0000

American Jan 21, 2022

Put Options

Purchased

-16,700

115.0000

American Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Call Options

Written

-3,300

200.0000

American Aug 21, 2020

Call Options

Written

-500

177.5000

American Apr 3, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Call Options

Purchased

2,100

190.0000

American May 15, 2020

Call Options

Purchased

32,500

175.0000

American Jan 21, 2022

Call Options

Purchased

500

165.0000

American Jan 15, 2021

Put Options

Purchased

-5,200

170.0000

American Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American May 15, 2020

Call Options

Written

-200

205.0000

American Apr 3, 2020

Call Options

Written

-100

197.5000

American Apr 3, 2020

Put Options

Purchased

-1,400

165.0000

American May 15, 2020

Put Options

Written

100

197.5000

American Apr 3, 2020

Put Options

Written

1,400

167.5000

American Apr 3, 2020

Call Options

Purchased

3,000

170.0000

American May 15, 2020

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Put Options

Written

38,000

140.0000

American Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American May 15, 2020

Put Options

Purchased

-6,400

170.0000

American Jun 19, 2020

Put Options

Purchased

-3,200

175.0000

American May 15, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Put Options

Written

6,700

140.0000

American Jan 15, 2021

Call Options

Purchased

1,800

192.5000

American Apr 3, 2020

Put Options

Written

300

190.0000

American Jun 19, 2020

Put Options

Written

14,800

165.0000

American Apr 17, 2020

Call Options

Purchased

4,700

190.0000

American Jan 15, 2021

Put Options

Written

1,000

157.5000

American Apr 3, 2020

Put Options

Purchased

-38,300

150.0000

American Jan 15, 2021

Call Options

Written

-7,200

260.0000

American Jan 15, 2021

Call Options

Written

-1,200

177.5000

American Apr 17, 2020

Put Options

Written

3,800

180.0000

American May 15, 2020

Put Options

Written

1,300

195.0000

American Jun 19, 2020

Call Options

Purchased

3,400

160.0000

American Jan 15, 2021

Put Options

Written

2,000

180.0000

American Jun 19, 2020

Put Options

Purchased

-1,100

185.0000

American Jan 15, 2021

Put Options

Purchased

-3,300

170.0000

American Apr 17, 2020

Put Options

Purchased

-2,400

160.0000

American Jan 15, 2021

Put Options

Purchased

-1,400

150.0000

American Jun 19, 2020

Put Options

Written

3,700

215.0000

American Jan 15, 2021

Call Options

Purchased

1,000

180.0000

American Apr 3, 2020

Call Options

Purchased

600

150.0000

American Jan 15, 2021

Put Options

Purchased

-8,000

180.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

170.0000

American May 15, 2020

Put Options

Purchased

-800

185.0000

American May 15, 2020

Call Options

Written

-500

175.0000

American Apr 3, 2020

Call Options

Purchased

9,300

195.0000

American Jan 15, 2021

Put Options

Written

4,500

195.0000

American Aug 21, 2020

Put Options

Written

24,000

160.0000

American Apr 17, 2020

Put Options

Written

3,900

175.0000

American Aug 21, 2020

Put Options

Purchased

-4,500

145.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200407005605/en/

Contacts

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