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FORM 8.3 - ALLERGAN PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing07 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,178,263

1.27%

2,895,047

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

234,300

0.07%

162,500

0.05%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,099,908

2.16%

5,901,993

1.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

4

180.0200 USD
Purchase

40

179.7700 USD
Purchase

90

179.8500 USD
Purchase

100

180.4100 USD
Purchase

100

178.8700 USD
Purchase

100

180.4400 USD
Purchase

112

180.5087 USD
Purchase

113

178.2798 USD
Purchase

200

180.7025 USD
Purchase

200

180.7100 USD
Purchase

200

180.8400 USD
Purchase

200

178.3675 USD
Purchase

200

180.8450 USD
Purchase

200

180.5925 USD
Purchase

202

179.9600 USD
Purchase

259

180.2468 USD
Purchase

279

179.4873 USD
Purchase

298

179.4317 USD
Purchase

300

180.6133 USD
Purchase

340

179.7414 USD
Purchase

402

180.6871 USD
Purchase

456

179.9400 USD
Purchase

535

180.8171 USD
Purchase

634

180.4901 USD
Purchase

638

179.1944 USD
Purchase

900

180.4388 USD
Purchase

925

180.0183 USD
Purchase

989

180.1173 USD
Purchase

1,100

179.3290 USD
Purchase

1,100

180.3140 USD
Purchase

1,103

179.7673 USD
Purchase

1,108

179.9788 USD
Purchase

1,200

180.2511 USD
Purchase

1,273

180.3551 USD
Purchase

1,351

180.3488 USD
Purchase

1,444

180.1172 USD
Purchase

1,454

180.6798 USD
Purchase

1,470

180.1053 USD
Purchase

1,553

180.6143 USD
Purchase

1,706

180.3890 USD
Purchase

2,342

180.2603 USD
Purchase

3,156

178.2600 USD
Purchase

3,175

180.5010 USD
Purchase

3,715

180.1288 USD
Purchase

11,232

180.4944 USD
Purchase

14,538

180.3615 USD
Purchase

14,923

179.6859 USD
Purchase

15,066

178.4830 USD
Purchase

15,997

179.8898 USD
Purchase

20,925

179.9135 USD
Purchase

23,085

179.4518 USD
Purchase

56,100

180.1619 USD
Purchase

200,275

180.3484 USD
Sale

1

180.6700 USD
Sale

7

179.8000 USD
Sale

10

180.9600 USD
Sale

75

180.7800 USD
Sale

100

179.7400 USD
Sale

100

178.8700 USD
Sale

113

178.2798 USD
Sale

200

178.3675 USD
Sale

200

180.4400 USD
Sale

200

180.7400 USD
Sale

200

180.6900 USD
Sale

200

180.7875 USD
Sale

206

180.6724 USD
Sale

278

180.6600 USD
Sale

300

180.4083 USD
Sale

373

180.4712 USD
Sale

400

179.8525 USD
Sale

400

180.4825 USD
Sale

416

179.9400 USD
Sale

437

180.0429 USD
Sale

469

180.6848 USD
Sale

473

179.5920 USD
Sale

500

180.6770 USD
Sale

548

180.6507 USD
Sale

587

180.2480 USD
Sale

605

180.3361 USD
Sale

700

180.3314 USD
Sale

820

180.4360 USD
Sale

948

179.3176 USD
Sale

1,001

180.1818 USD
Sale

1,444

180.1172 USD
Sale

1,600

180.1684 USD
Sale

1,900

180.4815 USD
Sale

3,671

180.1487 USD
Sale

4,339

178.2600 USD
Sale

5,000

180.0009 USD
Sale

5,580

179.8733 USD
Sale

6,200

179.6829 USD
Sale

6,425

179.9072 USD
Sale

6,723

180.4379 USD
Sale

7,271

180.0909 USD
Sale

7,722

180.2276 USD
Sale

8,000

180.3258 USD
Sale

8,433

180.4427 USD
Sale

9,202

179.1943 USD
Sale

15,020

180.0475 USD
Sale

19,065

180.4835 USD
Sale

25,337

180.3484 USD
Sale

28,189

179.4037 USD
Sale

29,100

180.3595 USD
Sale

49,500

180.2141 USD
Sale

59,491

180.0111 USD
Sale

84,520

180.2901 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing,ofpricedatemoney
selling,securitiespaid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Selling

300

185 USD

American

15 Jan 2021

8.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

pricedate

to which the option

or derivative

relates

Call Options Purchased

6,800

185.0000

American Jan 15, 2021
Call Options Purchased

600

175.0000

American Jan 15, 2021
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-2,300

140.0000

American May 15, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Written

8,200

150.0000

American May 15, 2020
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Written

200

160.0000

American Jun 19, 2020
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Put Options Purchased

-16,700

115.0000

American Jan 15, 2021
Call Options Purchased

500

165.0000

American Jan 15, 2021
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

2,100

190.0000

American May 15, 2020
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Put Options Purchased

-1,400

165.0000

American May 15, 2020
Put Options Purchased

-5,200

170.0000

American Jan 15, 2021
Put Options Written

35,500

140.0000

American Jun 19, 2020
Call Options Purchased

3,000

170.0000

American May 15, 2020
Put Options Written

1,400

165.0000

American Jun 19, 2020
Put Options Written

600

170.0000

American May 15, 2020
Put Options Purchased

-6,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,000

190.0000

American May 15, 2020
Put Options Purchased

-3,200

175.0000

American May 15, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Written

300

190.0000

American Jun 19, 2020
Call Options Purchased

4,700

190.0000

American Jan 15, 2021
Put Options Written

14,800

165.0000

American Apr 17, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Written

-300

177.5000

American Apr 17, 2020
Put Options Purchased

-38,300

150.0000

American Jan 15, 2021
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Written

2,000

180.0000

American Jun 19, 2020
Put Options Written

3,800

180.0000

American May 15, 2020
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Written

1,300

195.0000

American Jun 19, 2020
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-3,200

170.0000

American Apr 17, 2020
Put Options Purchased

-1,100

185.0000

American Jan 15, 2021
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Purchased

-8,000

180.0000

American Jan 15, 2021
Put Options Purchased

-800

185.0000

American May 15, 2020
Call Options Purchased

9,300

195.0000

American Jan 15, 2021
Put Options Written

23,900

160.0000

American Apr 17, 2020
Put Options Written

3,900

175.0000

American Aug 21, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Put Options Purchased

-4,500

145.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200408005625/en/

Contacts

BARCLAYS PLC