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Form 8.3 - CLINIGEN GROUP PLC

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  • BCS
  • CGNGY
  • CLIGF

LONDON, December 03, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

CLINIGEN GROUP PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

02 December 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

355,093

0.27%

1,313,228

0.98%

(2)

Cash-settled derivatives:

1,243,705

0.93%

275,865

0.21%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,598,798

1.20%

1,589,093

1.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

0.1p ordinary

Purchase

50

7.3650 GBP

0.1p ordinary

Purchase

88

7.6700 GBP

0.1p ordinary

Purchase

91

7.0454 GBP

0.1p ordinary

Purchase

140

7.5300 GBP

0.1p ordinary

Purchase

148

7.5250 GBP

0.1p ordinary

Purchase

156

6.4450 GBP

0.1p ordinary

Purchase

198

6.4425 GBP

0.1p ordinary

Purchase

200

6.4375 GBP

0.1p ordinary

Purchase

209

7.3700 GBP

0.1p ordinary

Purchase

231

6.4100 GBP

0.1p ordinary

Purchase

259

7.4750 GBP

0.1p ordinary

Purchase

272

7.4800 GBP

0.1p ordinary

Purchase

282

7.4225 GBP

0.1p ordinary

Purchase

291

7.6300 GBP

0.1p ordinary

Purchase

294

7.4300 GBP

0.1p ordinary

Purchase

301

7.4600 GBP

0.1p ordinary

Purchase

304

6.4500 GBP

0.1p ordinary

Purchase

309

7.6400 GBP

0.1p ordinary

Purchase

316

7.7900 GBP

0.1p ordinary

Purchase

316

7.5825 GBP

0.1p ordinary

Purchase

332

7.3600 GBP

0.1p ordinary

Purchase

349

6.4300 GBP

0.1p ordinary

Purchase

370

7.4500 GBP

0.1p ordinary

Purchase

393

6.5960 GBP

0.1p ordinary

Purchase

421

7.4555 GBP

0.1p ordinary

Purchase

428

7.4900 GBP

0.1p ordinary

Purchase

471

7.7912 GBP

0.1p ordinary

Purchase

597

7.4400 GBP

0.1p ordinary

Purchase

691

7.5050 GBP

0.1p ordinary

Purchase

794

7.3550 GBP

0.1p ordinary

Purchase

870

7.4050 GBP

0.1p ordinary

Purchase

995

7.0880 GBP

0.1p ordinary

Purchase

1,177

7.4250 GBP

0.1p ordinary

Purchase

1,218

7.4150 GBP

0.1p ordinary

Purchase

1,244

7.5150 GBP

0.1p ordinary

Purchase

1,282

7.4200 GBP

0.1p ordinary

Purchase

1,293

7.4279 GBP

0.1p ordinary

Purchase

1,372

7.5100 GBP

0.1p ordinary

Purchase

1,372

7.4335 GBP

0.1p ordinary

Purchase

1,509

7.3758 GBP

0.1p ordinary

Purchase

1,621

7.4100 GBP

0.1p ordinary

Purchase

1,715

6.6205 GBP

0.1p ordinary

Purchase

2,112

7.4000 GBP

0.1p ordinary

Purchase

2,449

7.5000 GBP

0.1p ordinary

Purchase

3,090

7.3505 GBP

0.1p ordinary

Purchase

3,517

6.5559 GBP

0.1p ordinary

Purchase

4,390

7.3677 GBP

0.1p ordinary

Purchase

5,610

7.1824 GBP

0.1p ordinary

Purchase

6,842

7.6335 GBP

0.1p ordinary

Purchase

9,185

7.4139 GBP

0.1p ordinary

Purchase

9,818

7.5390 GBP

0.1p ordinary

Purchase

11,826

7.1327 GBP

0.1p ordinary

Purchase

12,285

7.4934 GBP

0.1p ordinary

Purchase

12,346

7.4863 GBP

0.1p ordinary

Purchase

13,425

6.3950 GBP

0.1p ordinary

Purchase

14,353

7.1831 GBP

0.1p ordinary

Purchase

14,567

6.4145 GBP

0.1p ordinary

Purchase

14,600

7.7081 GBP

0.1p ordinary

Purchase

16,551

7.6183 GBP

0.1p ordinary

Purchase

18,063

7.4994 GBP

0.1p ordinary

Purchase

18,080

7.4705 GBP

0.1p ordinary

Purchase

26,469

7.1666 GBP

0.1p ordinary

Purchase

28,032

7.4843 GBP

0.1p ordinary

Purchase

30,862

7.3379 GBP

0.1p ordinary

Purchase

33,935

7.5968 GBP

0.1p ordinary

Purchase

37,389

7.4543 GBP

0.1p ordinary

Purchase

40,562

6.9305 GBP

0.1p ordinary

Purchase

48,865

7.5180 GBP

0.1p ordinary

Purchase

50,462

7.3992 GBP

0.1p ordinary

Purchase

51,513

7.7850 GBP

0.1p ordinary

Purchase

53,624

7.5487 GBP

0.1p ordinary

Purchase

71,475

7.5231 GBP

0.1p ordinary

Purchase

74,779

7.4115 GBP

0.1p ordinary

Purchase

146,764

7.6050 GBP

0.1p ordinary

Purchase

178,136

7.3999 GBP

0.1p ordinary

Purchase

198,662

6.5454 GBP

0.1p ordinary

Sale

36

7.7842 GBP

0.1p ordinary

Sale

50

7.3650 GBP

0.1p ordinary

Sale

88

7.6700 GBP

0.1p ordinary

Sale

140

7.5300 GBP

0.1p ordinary

Sale

148

7.5250 GBP

0.1p ordinary

Sale

156

6.4450 GBP

0.1p ordinary

Sale

198

6.4425 GBP

0.1p ordinary

Sale

200

6.4375 GBP

0.1p ordinary

Sale

209

7.3700 GBP

0.1p ordinary

Sale

231

6.4100 GBP

0.1p ordinary

Sale

259

7.4750 GBP

0.1p ordinary

Sale

272

7.4800 GBP

0.1p ordinary

Sale

282

7.4225 GBP

0.1p ordinary

Sale

291

7.6300 GBP

0.1p ordinary

Sale

294

7.4300 GBP

0.1p ordinary

Sale

301

7.4600 GBP

0.1p ordinary

Sale

304

6.4500 GBP

0.1p ordinary

Sale

309

7.6400 GBP

0.1p ordinary

Sale

316

7.7900 GBP

0.1p ordinary

Sale

316

7.5825 GBP

0.1p ordinary

Sale

332

7.3600 GBP

0.1p ordinary

Sale

349

6.4300 GBP

0.1p ordinary

Sale

370

7.4500 GBP

0.1p ordinary

Sale

428

7.4900 GBP

0.1p ordinary

Sale

597

7.4400 GBP

0.1p ordinary

Sale

691

7.5050 GBP

0.1p ordinary

Sale

794

7.3550 GBP

0.1p ordinary

Sale

870

7.4050 GBP

0.1p ordinary

Sale

1,177

7.4250 GBP

0.1p ordinary

Sale

1,218

7.4150 GBP

0.1p ordinary

Sale

1,244

7.5150 GBP

0.1p ordinary

Sale

1,282

7.4200 GBP

0.1p ordinary

Sale

1,372

7.5100 GBP

0.1p ordinary

Sale

1,621

7.4100 GBP

0.1p ordinary

Sale

1,631

7.4866 GBP

0.1p ordinary

Sale

2,112

7.4000 GBP

0.1p ordinary

Sale

4,741

7.5000 GBP

0.1p ordinary

Sale

8,675

7.4062 GBP

0.1p ordinary

Sale

10,690

7.4598 GBP

0.1p ordinary

Sale

10,758

6.7760 GBP

0.1p ordinary

Sale

12,288

7.4753 GBP

0.1p ordinary

Sale

14,150

7.4747 GBP

0.1p ordinary

Sale

14,600

7.3123 GBP

0.1p ordinary

Sale

20,870

7.2719 GBP

0.1p ordinary

Sale

22,027

7.7853 GBP

0.1p ordinary

Sale

22,398

6.9534 GBP

0.1p ordinary

Sale

35,970

7.7850 GBP

0.1p ordinary

Sale

80,972

7.7866 GBP

0.1p ordinary

Sale

90,528

7.0225 GBP

0.1p ordinary

Sale

95,848

7.4146 GBP

0.1p ordinary

Sale

197,962

7.1926 GBP

0.1p ordinary

Sale

279,806

7.3523 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.1p ordinary

SWAP

Long

36

7.7842 GBP

0.1p ordinary

CFD

Long

885

7.7850 GBP

0.1p ordinary

CFD

Long

2,167

7.7164 GBP

0.1p ordinary

SWAP

Long

4,046

7.7849 GBP

0.1p ordinary

SWAP

Long

16,091

7.2703 GBP

0.1p ordinary

CFD

Long

20,539

7.7843 GBP

0.1p ordinary

SWAP

Long

32,091

7.0661 GBP

0.1p ordinary

SWAP

Long

44,036

7.0639 GBP

0.1p ordinary

SWAP

Long

57,120

7.0266 GBP

0.1p ordinary

SWAP

Long

62,879

7.3129 GBP

0.1p ordinary

SWAP

Long

70,391

6.9221 GBP

0.1p ordinary

SWAP

Long

279,806

7.3523 GBP

0.1p ordinary

SWAP

Short

91

7.0456 GBP

0.1p ordinary

SWAP

Short

184

7.8950 GBP

0.1p ordinary

SWAP

Short

228

7.0874 GBP

0.1p ordinary

SWAP

Short

421

7.4556 GBP

0.1p ordinary

CFD

Short

471

7.7912 GBP

0.1p ordinary

SWAP

Short

995

7.0880 GBP

0.1p ordinary

CFD

Short

1,260

6.4758 GBP

0.1p ordinary

SWAP

Short

3,090

7.3505 GBP

0.1p ordinary

SWAP

Short

4,390

7.3677 GBP

0.1p ordinary

SWAP

Short

5,610

7.1824 GBP

0.1p ordinary

SWAP

Short

11,826

7.1327 GBP

0.1p ordinary

SWAP

Short

12,285

7.4934 GBP

0.1p ordinary

SWAP

Short

14,353

7.1831 GBP

0.1p ordinary

SWAP

Short

16,551

7.6183 GBP

0.1p ordinary

SWAP

Short

17,835

7.5047 GBP

0.1p ordinary

SWAP

Short

23,778

7.5185 GBP

0.1p ordinary

SWAP

Short

28,032

7.4843 GBP

0.1p ordinary

SWAP

Short

32,844

7.2303 GBP

0.1p ordinary

SWAP

Short

33,935

7.5968 GBP

0.1p ordinary

CFD

Short

35,997

7.7850 GBP

0.1p ordinary

SWAP

Short

37,389

7.4543 GBP

0.1p ordinary

SWAP

Short

40,562

6.9305 GBP

0.1p ordinary

SWAP

Short

47,012

7.5563 GBP

0.1p ordinary

SWAP

Short

50,462

7.3992 GBP

0.1p ordinary

SWAP

Short

71,475

7.5231 GBP

0.1p ordinary

SWAP

Short

74,779

7.4115 GBP

0.1p ordinary

SWAP

Short

82,876

7.3737 GBP

0.1p ordinary

SWAP

Short

198,662

6.5454 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

3 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211203005258/en/

Contacts

BARCLAYS PLC

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