UK Markets open in 1 hr 48 mins
  • NIKKEI 225

    26,739.03
    +336.19 (+1.27%)
     
  • HANG SENG

    20,717.24
    +596.56 (+2.96%)
     
  • CRUDE OIL

    110.35
    +0.46 (+0.42%)
     
  • GOLD FUTURES

    1,845.10
    +3.90 (+0.21%)
     
  • DOW

    31,261.90
    +8.77 (+0.03%)
     
  • BTC-GBP

    23,989.03
    +450.52 (+1.91%)
     
  • CMC Crypto 200

    650.34
    -23.03 (-3.42%)
     
  • Nasdaq

    11,354.62
    -33.88 (-0.30%)
     
  • ^FTAS

    4,083.84
    +44.90 (+1.11%)
     

Form 8.3 - NATIONAL EXPRESS GROUP PLC - Amendment

  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
·7-min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, December 21, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NATIONAL EXPRESS GROUP PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

17 DEC 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES: STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

527,915

0.09%

9,225,758

1.50%

(2)

Cash-settled derivatives:

8,944,692

1.46%

250,063

0.04%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

9,472,607

1.54%

9,475,821

1.54%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

5p ordinary

Purchase

20

2.4160 GBP

5p ordinary

Purchase

203

2.4740 GBP

5p ordinary

Purchase

340

2.4737 GBP

5p ordinary

Purchase

405

2.4769 GBP

5p ordinary

Purchase

554

2.4720 GBP

5p ordinary

Purchase

669

2.4836 GBP

5p ordinary

Purchase

840

2.4680 GBP

5p ordinary

Purchase

934

2.4852 GBP

5p ordinary

Purchase

2,378

2.4832 GBP

5p ordinary

Purchase

3,056

2.4882 GBP

5p ordinary

Purchase

3,539

2.4672 GBP

5p ordinary

Purchase

3,636

2.4682 GBP

5p ordinary

Purchase

3,739

2.4400 GBP

5p ordinary

Purchase

4,202

2.4745 GBP

5p ordinary

Purchase

7,734

2.4805 GBP

5p ordinary

Purchase

11,060

2.4868 GBP

5p ordinary

Purchase

18,501

2.4866 GBP

5p ordinary

Purchase

26,186

2.4914 GBP

5p ordinary

Purchase

75,427

2.4181 GBP

5p ordinary

Purchase

85,349

2.4751 GBP

5p ordinary

Purchase

112,681

2.4688 GBP

5p ordinary

Purchase

128,413

2.4847 GBP

5p ordinary

Purchase

209,231

2.4920 GBP

5p ordinary

Sale

221

2.4261 GBP

5p ordinary

Sale

405

2.4860 GBP

5p ordinary

Sale

765

2.4872 GBP

5p ordinary

Sale

1,014

2.4361 GBP

5p ordinary

Sale

1,162

2.4741 GBP

5p ordinary

Sale

1,679

2.4921 GBP

5p ordinary

Sale

2,952

2.4812 GBP

5p ordinary

Sale

3,228

2.4859 GBP

5p ordinary

Sale

3,360

2.4773 GBP

5p ordinary

Sale

3,372

2.4775 GBP

5p ordinary

Sale

3,538

2.4858 GBP

5p ordinary

Sale

4,030

2.4903 GBP

5p ordinary

Sale

4,342

2.4588 GBP

5p ordinary

Sale

5,026

2.4635 GBP

5p ordinary

Sale

5,270

2.4841 GBP

5p ordinary

Sale

5,448

2.4945 GBP

5p ordinary

Sale

5,853

2.4913 GBP

5p ordinary

Sale

7,132

2.4958 GBP

5p ordinary

Sale

7,734

2.4808 GBP

5p ordinary

Sale

8,799

2.4745 GBP

5p ordinary

Sale

8,832

2.4920 GBP

5p ordinary

Sale

10,958

2.4576 GBP

5p ordinary

Sale

12,126

2.4438 GBP

5p ordinary

Sale

12,235

2.4272 GBP

5p ordinary

Sale

18,794

2.4787 GBP

5p ordinary

Sale

26,177

2.4805 GBP

5p ordinary

Sale

26,672

2.4893 GBP

5p ordinary

Sale

28,687

2.4681 GBP

5p ordinary

Sale

33,999

2.4622 GBP

5p ordinary

Sale

62,734

2.4828 GBP

5p ordinary

Sale

63,042

2.4608 GBP

5p ordinary

Sale

66,608

2.4900 GBP

5p ordinary

Sale

145,487

2.4637 GBP

5p ordinary

Sale

284,358

2.4756 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

SWAP

Long

3,372

2.4775 GBP

5p ordinary

SWAP

Long

8,222

2.4640 GBP

5p ordinary

SWAP

Long

12,688

2.4506 GBP

5p ordinary

SWAP

Long

12,781

2.4761 GBP

5p ordinary

SWAP

Long

17,584

2.4847 GBP

5p ordinary

CFD

Long

18,794

2.4787 GBP

5p ordinary

SWAP

Long

21,311

2.4691 GBP

5p ordinary

CFD

Long

24,215

2.4893 GBP

5p ordinary

SWAP

Long

26,595

2.4511 GBP

5p ordinary

SWAP

Long

31,625

2.4735 GBP

5p ordinary

SWAP

Long

39,082

2.4687 GBP

5p ordinary

SWAP

Long

44,306

2.4649 GBP

5p ordinary

SWAP

Long

45,658

2.4710 GBP

5p ordinary

SWAP

Long

48,347

2.4643 GBP

5p ordinary

SWAP

Long

55,523

2.4568 GBP

5p ordinary

CFD

Long

67,330

2.4679 GBP

5p ordinary

SWAP

Long

69,291

2.4776 GBP

5p ordinary

CFD

Long

82,680

2.4773 GBP

5p ordinary

CFD

Short

934

2.4852 GBP

5p ordinary

CFD

Short

991

2.4919 GBP

5p ordinary

SWAP

Short

5,150

2.4545 GBP

5p ordinary

SWAP

Short

8,271

2.4877 GBP

5p ordinary

SWAP

Short

8,722

2.4903 GBP

5p ordinary

SWAP

Short

10,230

2.4857 GBP

5p ordinary

SWAP

Short

10,745

2.4918 GBP

5p ordinary

CFD

Short

16,988

2.4352 GBP

5p ordinary

SWAP

Short

17,084

2.4865 GBP

5p ordinary

SWAP

Short

90,953

2.4720 GBP

5p ordinary

SWAP

Short

206,690

2.4920 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 DEC 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211221005566/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting