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Form 8.3 - NORTONLIFELOCK INC

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LONDON, September 23, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,503,420

0.26%

545,635

0.09%

(2)

Cash-settled derivatives:

217,930

0.04%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,721,850

0.30%

1,576,057

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

141,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

6

24.9358 USD

USD 0.01 common

Purchase

11

24.9800 USD

USD 0.01 common

Purchase

38

24.9350 USD

USD 0.01 common

Purchase

38

24.9450 USD

USD 0.01 common

Purchase

39

24.9628 USD

USD 0.01 common

Purchase

57

24.9516 USD

USD 0.01 common

Purchase

57

24.9550 USD

USD 0.01 common

Purchase

57

24.9650 USD

USD 0.01 common

Purchase

65

24.9115 USD

USD 0.01 common

Purchase

123

24.9890 USD

USD 0.01 common

Purchase

139

24.9600 USD

USD 0.01 common

Purchase

190

24.9610 USD

USD 0.01 common

Purchase

200

25.1000 USD

USD 0.01 common

Purchase

200

25.0000 USD

USD 0.01 common

Purchase

201

24.9200 USD

USD 0.01 common

Purchase

231

25.1067 USD

USD 0.01 common

Purchase

301

25.1498 USD

USD 0.01 common

Purchase

338

24.9744 USD

USD 0.01 common

Purchase

494

24.9919 USD

USD 0.01 common

Purchase

500

25.1460 USD

USD 0.01 common

Purchase

584

25.1700 USD

USD 0.01 common

Purchase

800

25.1375 USD

USD 0.01 common

Purchase

1,003

24.9500 USD

USD 0.01 common

Purchase

1,060

25.1282 USD

USD 0.01 common

Purchase

1,335

25.0467 USD

USD 0.01 common

Purchase

1,510

25.1307 USD

USD 0.01 common

Purchase

1,600

25.0543 USD

USD 0.01 common

Purchase

1,793

25.1044 USD

USD 0.01 common

Purchase

2,100

25.1500 USD

USD 0.01 common

Purchase

2,123

25.0088 USD

USD 0.01 common

Purchase

2,161

24.9571 USD

USD 0.01 common

Purchase

2,700

25.1262 USD

USD 0.01 common

Purchase

2,909

25.0665 USD

USD 0.01 common

Purchase

2,911

25.1257 USD

USD 0.01 common

Purchase

3,000

25.0020 USD

USD 0.01 common

Purchase

3,507

25.0457 USD

USD 0.01 common

Purchase

4,288

25.1228 USD

USD 0.01 common

Purchase

8,852

24.9547 USD

USD 0.01 common

Purchase

11,216

25.1346 USD

USD 0.01 common

Purchase

13,772

25.0268 USD

USD 0.01 common

Purchase

16,448

25.0050 USD

USD 0.01 common

Purchase

17,278

24.9802 USD

USD 0.01 common

Purchase

20,290

24.9872 USD

USD 0.01 common

Purchase

20,500

24.9401 USD

USD 0.01 common

Purchase

24,516

25.0074 USD

USD 0.01 common

Purchase

58,171

24.9400 USD

USD 0.01 common

Purchase

69,934

24.9796 USD

USD 0.01 common

Sale

10

24.9700 USD

USD 0.01 common

Sale

75

24.9300 USD

USD 0.01 common

Sale

93

25.1300 USD

USD 0.01 common

Sale

100

25.1600 USD

USD 0.01 common

Sale

100

25.1400 USD

USD 0.01 common

Sale

105

24.9104 USD

USD 0.01 common

Sale

161

24.9867 USD

USD 0.01 common

Sale

200

24.8650 USD

USD 0.01 common

Sale

200

24.9950 USD

USD 0.01 common

Sale

200

25.1000 USD

USD 0.01 common

Sale

300

24.9716 USD

USD 0.01 common

Sale

300

25.0100 USD

USD 0.01 common

Sale

304

24.9567 USD

USD 0.01 common

Sale

327

24.9324 USD

USD 0.01 common

Sale

474

25.0696 USD

USD 0.01 common

Sale

500

24.9520 USD

USD 0.01 common

Sale

511

24.9610 USD

USD 0.01 common

Sale

523

25.0000 USD

USD 0.01 common

Sale

585

25.1700 USD

USD 0.01 common

Sale

668

24.9783 USD

USD 0.01 common

Sale

700

24.9828 USD

USD 0.01 common

Sale

721

25.1548 USD

USD 0.01 common

Sale

744

24.9538 USD

USD 0.01 common

Sale

800

24.9600 USD

USD 0.01 common

Sale

816

24.9740 USD

USD 0.01 common

Sale

825

25.1554 USD

USD 0.01 common

Sale

926

24.9405 USD

USD 0.01 common

Sale

1,000

25.1605 USD

USD 0.01 common

Sale

1,000

25.1465 USD

USD 0.01 common

Sale

1,001

25.1470 USD

USD 0.01 common

Sale

1,086

24.9464 USD

USD 0.01 common

Sale

1,088

24.9601 USD

USD 0.01 common

Sale

1,300

25.1530 USD

USD 0.01 common

Sale

1,500

25.1318 USD

USD 0.01 common

Sale

1,502

25.1357 USD

USD 0.01 common

Sale

1,541

25.1177 USD

USD 0.01 common

Sale

1,646

25.1419 USD

USD 0.01 common

Sale

3,808

25.0020 USD

USD 0.01 common

Sale

4,172

25.1426 USD

USD 0.01 common

Sale

4,437

25.1354 USD

USD 0.01 common

Sale

5,043

24.9540 USD

USD 0.01 common

Sale

11,833

24.9947 USD

USD 0.01 common

Sale

16,445

24.9846 USD

USD 0.01 common

Sale

20,351

25.0048 USD

USD 0.01 common

Sale

21,078

24.9409 USD

USD 0.01 common

Sale

29,823

25.0144 USD

USD 0.01 common

Sale

54,322

24.9400 USD

USD 0.01 common

Sale

90,494

24.9857 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210923005457/en/

Contacts

BARCLAYS PLC

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