UK markets closed
  • FTSE 100

    7,494.13
    -90.88 (-1.20%)
     
  • FTSE 250

    22,263.24
    -451.74 (-1.99%)
     
  • AIM

    1,132.08
    -24.37 (-2.11%)
     
  • GBP/EUR

    1.1947
    -0.0072 (-0.59%)
     
  • GBP/USD

    1.3546
    -0.0055 (-0.40%)
     
  • BTC-GBP

    26,126.20
    -2,545.73 (-8.88%)
     
  • CMC Crypto 200

    870.86
    +628.18 (+258.85%)
     
  • S&P 500

    4,397.94
    -84.79 (-1.89%)
     
  • DOW

    34,265.37
    -450.02 (-1.30%)
     
  • CRUDE OIL

    84.83
    -0.72 (-0.84%)
     
  • GOLD FUTURES

    1,836.10
    -6.50 (-0.35%)
     
  • NIKKEI 225

    27,522.26
    -250.67 (-0.90%)
     
  • HANG SENG

    24,965.55
    +13.20 (+0.05%)
     
  • DAX

    15,603.88
    -308.45 (-1.94%)
     
  • CAC 40

    7,068.59
    -125.57 (-1.75%)
     

Form 8.3 - NortonLifeLock Inc. - Amendment

  • Oops!
    Something went wrong.
    Please try again later.
·8-min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • BCS

LONDON, November 29, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

24 November 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,652,266

0.28%

908,365

0.16%

(2)

Cash-settled derivatives:

635,572

0.11%

1,310,292

0.23%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

2,287,838

0.39%

2,220,757

0.38%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

378,000

0.06%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

378,000

0.06%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

Convertible Bond

Purchase

4,000

125.3125 USD

Convertible Bond

Sale

2,000

125.3125 USD

USD 0.01 common

Purchase

23

25.2600 USD

USD 0.01 common

Purchase

46

25.1875 USD

USD 0.01 common

Purchase

46

25.1975 USD

USD 0.01 common

Purchase

46

25.1950 USD

USD 0.01 common

Purchase

46

25.1900 USD

USD 0.01 common

Purchase

56

25.0150 USD

USD 0.01 common

Purchase

56

24.9200 USD

USD 0.01 common

Purchase

63

25.3000 USD

USD 0.01 common

Purchase

69

25.2116 USD

USD 0.01 common

Purchase

69

25.2333 USD

USD 0.01 common

Purchase

100

25.2050 USD

USD 0.01 common

Purchase

112

25.1700 USD

USD 0.01 common

Purchase

145

25.2717 USD

USD 0.01 common

Purchase

169

25.0402 USD

USD 0.01 common

Purchase

177

24.9954 USD

USD 0.01 common

Purchase

263

25.2790 USD

USD 0.01 common

Purchase

263

25.2823 USD

USD 0.01 common

Purchase

294

25.2363 USD

USD 0.01 common

Purchase

326

25.2734 USD

USD 0.01 common

Purchase

363

25.2806 USD

USD 0.01 common

Purchase

400

24.9325 USD

USD 0.01 common

Purchase

400

25.2837 USD

USD 0.01 common

Purchase

600

25.0300 USD

USD 0.01 common

Purchase

1,000

25.0180 USD

USD 0.01 common

Purchase

1,093

25.2053 USD

USD 0.01 common

Purchase

1,228

25.1640 USD

USD 0.01 common

Purchase

1,301

25.1316 USD

USD 0.01 common

Purchase

1,400

25.2850 USD

USD 0.01 common

Purchase

1,497

25.1518 USD

USD 0.01 common

Purchase

1,693

25.1913 USD

USD 0.01 common

Purchase

2,632

25.2093 USD

USD 0.01 common

Purchase

7,026

25.2000 USD

USD 0.01 common

Purchase

7,550

24.8328 USD

USD 0.01 common

Purchase

8,112

25.2026 USD

USD 0.01 common

Purchase

10,340

25.2057 USD

USD 0.01 common

Purchase

11,433

25.1998 USD

USD 0.01 common

Purchase

19,786

25.0107 USD

USD 0.01 common

Purchase

23,172

25.1692 USD

USD 0.01 common

Purchase

58,854

25.1773 USD

USD 0.01 common

Sale

8

24.8500 USD

USD 0.01 common

Sale

29

25.1531 USD

USD 0.01 common

Sale

46

25.1169 USD

USD 0.01 common

Sale

56

25.0150 USD

USD 0.01 common

Sale

56

25.1400 USD

USD 0.01 common

Sale

56

24.9200 USD

USD 0.01 common

Sale

65

25.1571 USD

USD 0.01 common

Sale

68

25.1200 USD

USD 0.01 common

Sale

70

25.1261 USD

USD 0.01 common

Sale

84

25.1550 USD

USD 0.01 common

Sale

100

24.8800 USD

USD 0.01 common

Sale

100

24.8900 USD

USD 0.01 common

Sale

171

25.2164 USD

USD 0.01 common

Sale

200

24.9050 USD

USD 0.01 common

Sale

200

24.8650 USD

USD 0.01 common

Sale

201

25.2433 USD

USD 0.01 common

Sale

212

25.2479 USD

USD 0.01 common

Sale

259

25.2111 USD

USD 0.01 common

Sale

300

24.8250 USD

USD 0.01 common

Sale

300

24.9868 USD

USD 0.01 common

Sale

300

24.8400 USD

USD 0.01 common

Sale

382

25.1568 USD

USD 0.01 common

Sale

396

25.2108 USD

USD 0.01 common

Sale

500

25.2490 USD

USD 0.01 common

Sale

608

24.9101 USD

USD 0.01 common

Sale

960

25.1306 USD

USD 0.01 common

Sale

1,314

25.1502 USD

USD 0.01 common

Sale

1,342

25.1234 USD

USD 0.01 common

Sale

1,447

24.8103 USD

USD 0.01 common

Sale

2,584

25.1552 USD

USD 0.01 common

Sale

2,805

25.1002 USD

USD 0.01 common

Sale

4,043

25.2032 USD

USD 0.01 common

Sale

5,303

24.8378 USD

USD 0.01 common

Sale

5,934

25.2070 USD

USD 0.01 common

Sale

6,601

25.2000 USD

USD 0.01 common

Sale

10,313

25.2040 USD

USD 0.01 common

Sale

11,626

25.1998 USD

USD 0.01 common

Sale

16,310

25.1896 USD

USD 0.01 common

Sale

22,918

25.1705 USD

USD 0.01 common

Sale

24,346

25.0256 USD

USD 0.01 common

Sale

35,665

25.1903 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Nov 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211129005312/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting