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Form 8.3 - NortonLifeLock Inc.

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LONDON, September 16, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

15 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,463,674

0.25%

529,818

0.09%

(2)

Cash-settled derivatives:

226,930

0.04%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,691,104

0.29%

1,560,240

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

141,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

17

26.2600 USD

USD 0.01 common

Purchase

17

26.3250 USD

USD 0.01 common

Purchase

55

26.1771 USD

USD 0.01 common

Purchase

84

26.2650 USD

USD 0.01 common

Purchase

93

26.2700 USD

USD 0.01 common

Purchase

100

26.2450 USD

USD 0.01 common

Purchase

131

26.2389 USD

USD 0.01 common

Purchase

200

26.2400 USD

USD 0.01 common

Purchase

200

26.2356 USD

USD 0.01 common

Purchase

210

26.2469 USD

USD 0.01 common

Purchase

217

26.2377 USD

USD 0.01 common

Purchase

221

26.1931 USD

USD 0.01 common

Purchase

300

26.1700 USD

USD 0.01 common

Purchase

305

26.2434 USD

USD 0.01 common

Purchase

318

26.2960 USD

USD 0.01 common

Purchase

390

26.2441 USD

USD 0.01 common

Purchase

488

26.1773 USD

USD 0.01 common

Purchase

508

26.2588 USD

USD 0.01 common

Purchase

509

26.1469 USD

USD 0.01 common

Purchase

676

26.2465 USD

USD 0.01 common

Purchase

728

26.1797 USD

USD 0.01 common

Purchase

758

26.1536 USD

USD 0.01 common

Purchase

836

26.2009 USD

USD 0.01 common

Purchase

900

26.2411 USD

USD 0.01 common

Purchase

1,167

26.2181 USD

USD 0.01 common

Purchase

1,174

26.2412 USD

USD 0.01 common

Purchase

1,355

26.1905 USD

USD 0.01 common

Purchase

1,407

26.1612 USD

USD 0.01 common

Purchase

1,533

26.2068 USD

USD 0.01 common

Purchase

1,571

26.1473 USD

USD 0.01 common

Purchase

1,939

26.1566 USD

USD 0.01 common

Purchase

2,665

26.2567 USD

USD 0.01 common

Purchase

2,745

26.1542 USD

USD 0.01 common

Purchase

3,082

26.2270 USD

USD 0.01 common

Purchase

3,991

26.2209 USD

USD 0.01 common

Purchase

4,094

26.2544 USD

USD 0.01 common

Purchase

4,287

26.2007 USD

USD 0.01 common

Purchase

5,175

26.1287 USD

USD 0.01 common

Purchase

8,653

26.2569 USD

USD 0.01 common

Purchase

9,187

26.2029 USD

USD 0.01 common

Purchase

10,237

26.1812 USD

USD 0.01 common

Purchase

11,893

26.1987 USD

USD 0.01 common

Purchase

12,800

26.1593 USD

USD 0.01 common

Purchase

13,789

26.2237 USD

USD 0.01 common

Purchase

15,565

26.1650 USD

USD 0.01 common

Purchase

16,348

26.2299 USD

USD 0.01 common

Purchase

33,696

26.2500 USD

USD 0.01 common

Purchase

39,644

26.2479 USD

USD 0.01 common

Purchase

72,160

26.2213 USD

USD 0.01 common

Sale

1

26.1400 USD

USD 0.01 common

Sale

1

26.1500 USD

USD 0.01 common

Sale

1

26.1900 USD

USD 0.01 common

Sale

2

26.1750 USD

USD 0.01 common

Sale

2

26.1650 USD

USD 0.01 common

Sale

3

26.1566 USD

USD 0.01 common

Sale

3

26.1700 USD

USD 0.01 common

Sale

3

26.1733 USD

USD 0.01 common

Sale

3

26.1816 USD

USD 0.01 common

Sale

3

26.1666 USD

USD 0.01 common

Sale

4

26.2350 USD

USD 0.01 common

Sale

5

26.1800 USD

USD 0.01 common

Sale

5

26.2200 USD

USD 0.01 common

Sale

8

26.2375 USD

USD 0.01 common

Sale

8

26.2450 USD

USD 0.01 common

Sale

9

26.1755 USD

USD 0.01 common

Sale

12

26.2366 USD

USD 0.01 common

Sale

17

26.2400 USD

USD 0.01 common

Sale

20

26.2320 USD

USD 0.01 common

Sale

44

26.2359 USD

USD 0.01 common

Sale

46

26.2419 USD

USD 0.01 common

Sale

50

26.2030 USD

USD 0.01 common

Sale

51

26.2284 USD

USD 0.01 common

Sale

55

26.2454 USD

USD 0.01 common

Sale

65

26.2046 USD

USD 0.01 common

Sale

85

26.1991 USD

USD 0.01 common

Sale

90

26.1969 USD

USD 0.01 common

Sale

100

26.2900 USD

USD 0.01 common

Sale

150

26.1913 USD

USD 0.01 common

Sale

168

26.2295 USD

USD 0.01 common

Sale

170

26.2067 USD

USD 0.01 common

Sale

190

26.2060 USD

USD 0.01 common

Sale

200

26.1550 USD

USD 0.01 common

Sale

239

26.2100 USD

USD 0.01 common

Sale

435

26.2085 USD

USD 0.01 common

Sale

603

26.2480 USD

USD 0.01 common

Sale

1,384

26.2083 USD

USD 0.01 common

Sale

1,588

26.2215 USD

USD 0.01 common

Sale

1,729

26.1842 USD

USD 0.01 common

Sale

2,407

26.2269 USD

USD 0.01 common

Sale

2,428

26.1615 USD

USD 0.01 common

Sale

3,082

26.2435 USD

USD 0.01 common

Sale

3,423

26.2196 USD

USD 0.01 common

Sale

5,175

26.1287 USD

USD 0.01 common

Sale

7,881

26.2095 USD

USD 0.01 common

Sale

9,002

26.1782 USD

USD 0.01 common

Sale

11,749

26.1860 USD

USD 0.01 common

Sale

12,825

26.2322 USD

USD 0.01 common

Sale

18,089

26.2264 USD

USD 0.01 common

Sale

33,806

26.2500 USD

USD 0.01 common

Sale

38,303

26.2493 USD

USD 0.01 common

Sale

98,140

26.2250 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210916005460/en/

Contacts

BARCLAYS PLC

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