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Form 8.3 - NORTONLIFELOCK INC

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LONDON, November 29, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

26 November 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,632,815

0.28%

927,687

0.16%

(2)

Cash-settled derivatives:

635,572

0.11%

1,310,292

0.23%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

2,268,387

0.39%

2,240,079

0.39%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

378,000

0.06%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

378,000

0.06%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

1

25.1400 USD

USD 0.01 common

Purchase

3

25.1433 USD

USD 0.01 common

Purchase

4

25.0300 USD

USD 0.01 common

Purchase

6

25.0700 USD

USD 0.01 common

Purchase

8

25.0937 USD

USD 0.01 common

Purchase

9

24.9725 USD

USD 0.01 common

Purchase

9

25.0966 USD

USD 0.01 common

Purchase

10

25.0870 USD

USD 0.01 common

Purchase

12

25.0475 USD

USD 0.01 common

Purchase

21

25.0271 USD

USD 0.01 common

Purchase

22

24.9763 USD

USD 0.01 common

Purchase

122

25.1500 USD

USD 0.01 common

Purchase

162

24.9761 USD

USD 0.01 common

Purchase

200

25.0825 USD

USD 0.01 common

Purchase

204

25.1100 USD

USD 0.01 common

Purchase

238

25.0400 USD

USD 0.01 common

Purchase

288

22.1364 EUR

USD 0.01 common

Purchase

302

25.0927 USD

USD 0.01 common

Purchase

802

25.0360 USD

USD 0.01 common

Purchase

1,100

25.1081 USD

USD 0.01 common

Purchase

1,378

25.0096 USD

USD 0.01 common

Purchase

2,898

25.0906 USD

USD 0.01 common

Purchase

4,531

25.0205 USD

USD 0.01 common

Purchase

4,801

25.0973 USD

USD 0.01 common

Purchase

6,469

25.0530 USD

USD 0.01 common

Purchase

17,499

24.9898 USD

USD 0.01 common

Purchase

24,601

24.9902 USD

USD 0.01 common

Purchase

25,375

24.9900 USD

USD 0.01 common

Purchase

33,189

24.9991 USD

USD 0.01 common

Purchase

35,172

24.9872 USD

USD 0.01 common

Purchase

38,363

25.0910 USD

USD 0.01 common

Sale

1

25.0900 USD

USD 0.01 common

Sale

2

25.0000 USD

USD 0.01 common

Sale

2

25.0650 USD

USD 0.01 common

Sale

3

25.0700 USD

USD 0.01 common

Sale

3

25.0733 USD

USD 0.01 common

Sale

5

25.0380 USD

USD 0.01 common

Sale

6

25.1016 USD

USD 0.01 common

Sale

6

25.0350 USD

USD 0.01 common

Sale

6

25.0600 USD

USD 0.01 common

Sale

6

25.0716 USD

USD 0.01 common

Sale

6

25.0533 USD

USD 0.01 common

Sale

7

25.0678 USD

USD 0.01 common

Sale

9

24.9725 USD

USD 0.01 common

Sale

9

25.0100 USD

USD 0.01 common

Sale

9

25.0822 USD

USD 0.01 common

Sale

9

25.0433 USD

USD 0.01 common

Sale

11

25.0536 USD

USD 0.01 common

Sale

12

25.0441 USD

USD 0.01 common

Sale

12

25.0458 USD

USD 0.01 common

Sale

13

25.1038 USD

USD 0.01 common

Sale

14

25.0460 USD

USD 0.01 common

Sale

14

25.0625 USD

USD 0.01 common

Sale

30

25.0590 USD

USD 0.01 common

Sale

31

25.0654 USD

USD 0.01 common

Sale

49

25.0411 USD

USD 0.01 common

Sale

100

25.0400 USD

USD 0.01 common

Sale

110

25.0513 USD

USD 0.01 common

Sale

111

25.0691 USD

USD 0.01 common

Sale

133

25.0448 USD

USD 0.01 common

Sale

166

25.0826 USD

USD 0.01 common

Sale

200

25.0270 USD

USD 0.01 common

Sale

209

25.0371 USD

USD 0.01 common

Sale

222

25.0463 USD

USD 0.01 common

Sale

230

25.0581 USD

USD 0.01 common

Sale

263

25.0683 USD

USD 0.01 common

Sale

281

25.0615 USD

USD 0.01 common

Sale

286

25.0490 USD

USD 0.01 common

Sale

288

22.1364 EUR

USD 0.01 common

Sale

296

25.0520 USD

USD 0.01 common

Sale

356

25.0343 USD

USD 0.01 common

Sale

402

25.0150 USD

USD 0.01 common

Sale

1,090

25.0262 USD

USD 0.01 common

Sale

1,596

25.1347 USD

USD 0.01 common

Sale

1,697

25.1034 USD

USD 0.01 common

Sale

1,778

25.0904 USD

USD 0.01 common

Sale

1,837

25.1100 USD

USD 0.01 common

Sale

2,806

25.0414 USD

USD 0.01 common

Sale

3,223

25.1019 USD

USD 0.01 common

Sale

4,618

25.1012 USD

USD 0.01 common

Sale

5,499

25.0787 USD

USD 0.01 common

Sale

12,377

25.1047 USD

USD 0.01 common

Sale

14,662

25.0813 USD

USD 0.01 common

Sale

15,494

25.0461 USD

USD 0.01 common

Sale

17,499

24.9898 USD

USD 0.01 common

Sale

24,827

24.9757 USD

USD 0.01 common

Sale

35,151

24.9872 USD

USD 0.01 common

Sale

96,636

24.9900 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Nov 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211129005393/en/

Contacts

BARCLAYS PLC

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