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Form 8.3 - NortonLifeLock Inc.

·7-min read

LONDON, October 28, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

27th October 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,489,821

0.256%

360,825

0.062%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

TOTAL:

1,490,529

0.256%

360,825

0.062%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

171

26.36

US6687711084

Sale

100

26.38

US6687711084

Sale

3

26.08

US6687711084

Sale

68

26.34

US6687711084

Sale

100

26.14

US6687711084

Sale

32

25.79

US6687711084

Sale

100

25.93

US6687711084

Sale

1,801

26.36

US6687711084

Sale

1,528

26.35

US6687711084

Sale

1,700

26.37

US6687711084

Sale

100

26.42

US6687711084

Sale

100

26.38

US6687711084

Sale

500

26.32

US6687711084

Sale

625

26.07

US6687711084

Sale

100

26.40

US6687711084

Sale

4,069

26.08

US6687711084

Sale

1,100

26.09

US6687711084

Sale

700

26.11

US6687711084

Sale

414

26.12

US6687711084

Sale

100

26.33

US6687711084

Sale

669

26.06

US6687711084

Sale

3,387

26.15

US6687711084

Sale

203

26.05

US6687711084

Sale

2,172

26.18

US6687711084

Sale

500

26.29

US6687711084

Sale

400

26.22

US6687711084

Sale

298

26.21

US6687711084

Sale

11,374

26.16

US6687711084

Sale

400

26.14

US6687711084

Sale

600

26.23

US6687711084

Sale

6,300

26.17

US6687711084

Sale

500

25.96

US6687711084

Sale

100

25.97

US6687711084

Sale

100

26.24

US6687711084

Purchase

3,106

25.81

US6687711084

Sale

11,852

25.86

US6687711084

Sale

800

25.94

US6687711084

Sale

400

25.98

US6687711084

Sale

200

26.13

US6687711084

Sale

1,200

25.95

US6687711084

Sale

738

25.78

US6687711084

Sale

901

25.82

US6687711084

Sale

127

25.99

US6687711084

Sale

1,500

25.89

US6687711084

Sale

5,318

25.85

US6687711084

Sale

100

25.90

US6687711084

Sale

100

25.77

US6687711084

Sale

1,145

26.00

US6687711084

Sale

101

25.79

US6687711084

Sale

200

26.01

US6687711084

Sale

300

25.84

US6687711084

Sale

200

25.87

US6687711084

Sale

2,991

25.92

US6687711084

Sale

200

25.93

US6687711084

Sale

815

26.19

US6687711084

Purchase

100

26.36

US6687711084

Purchase

148

26.35

US6687711084

Purchase

300

26.07

US6687711084

Purchase

247

26.08

US6687711084

Purchase

629

26.09

US6687711084

Purchase

4,200

26.11

US6687711084

Purchase

816

26.12

US6687711084

Purchase

638

26.33

US6687711084

Purchase

383

26.06

US6687711084

Purchase

1,267

26.15

US6687711084

Purchase

100

26.05

US6687711084

Purchase

48

26.29

US6687711084

Purchase

1,205

26.10

US6687711084

Purchase

457

26.22

US6687711084

Purchase

200

26.30

US6687711084

Purchase

319

26.16

US6687711084

Purchase

14,101

26.14

US6687711084

Purchase

100

26.27

US6687711084

Purchase

194

26.17

US6687711084

Purchase

1,000

25.96

US6687711084

Purchase

200

25.97

US6687711084

Purchase

1,817

25.81

US6687711084

Purchase

361

25.98

US6687711084

Purchase

218

26.04

US6687711084

Purchase

500

26.20

US6687711084

Purchase

100

25.95

US6687711084

Purchase

300

25.78

US6687711084

Purchase

800

25.85

US6687711084

Purchase

8,409

25.90

US6687711084

Purchase

101

25.77

US6687711084

Purchase

517

25.79

US6687711084

Purchase

915

25.84

US6687711084

Purchase

200

25.87

US6687711084

Purchase

301

25.93

US6687711084

Purchase

160

26.36

US6687711084

Sale

2

26.36

US6687711084

Sale

18

26.37

US6687711084

Sale

25

26.42

US6687711084

Sale

6

26.32

US6687711084

Purchase

123

26.08

US6687711084

Sale

569

26.08

US6687711084

Purchase

667

26.09

US6687711084

Sale

259

26.09

US6687711084

Purchase

72

26.11

US6687711084

Sale

80

26.11

US6687711084

Sale

310

26.12

US6687711084

Purchase

23

26.06

US6687711084

Sale

17

26.06

US6687711084

Sale

414

26.15

US6687711084

Sale

109

26.05

US6687711084

Sale

58

26.18

US6687711084

Purchase

430

26.10

US6687711084

Sale

866

26.10

US6687711084

Sale

85

26.21

US6687711084

Sale

127

26.16

US6687711084

Sale

9

26.27

US6687711084

Sale

168

26.17

US6687711084

Sale

228

25.96

US6687711084

Sale

28

25.97

US6687711084

Purchase

7,188

25.81

US6687711084

Sale

1,447

25.81

US6687711084

Sale

35

25.86

US6687711084

Sale

246

25.94

US6687711084

Sale

119

26.04

US6687711084

Sale

25

25.95

US6687711084

Purchase

384

25.78

US6687711084

Sale

372

25.78

US6687711084

Purchase

266

25.82

US6687711084

Sale

280

25.82

US6687711084

Purchase

12

25.80

US6687711084

Sale

60

25.99

US6687711084

Purchase

500

25.83

US6687711084

Purchase

400

25.76

US6687711084

Purchase

193

25.89

US6687711084

Sale

100

25.89

US6687711084

Sale

101

25.90

US6687711084

Sale

107

26.02

US6687711084

Purchase

384

25.77

US6687711084

Sale

68

26.00

US6687711084

Purchase

189

25.79

US6687711084

Sale

366

25.79

US6687711084

Sale

282

26.01

US6687711084

Purchase

100

25.74

US6687711084

Sale

286

25.84

US6687711084

Purchase

200

25.75

US6687711084

Sale

8

25.92

US6687711084

Sale

6

25.91

US6687711084

Sale

13

25.93

US6687711084

Purchase

300

25.88

US6687711084

Sale

34

26.36

US6687711084

Sale

3

26.12

US6687711084

Sale

20

26.16

US6687711084

Sale

9

25.78

US6687711084

Sale

10

26.41

US6687711084

Sale

891

25.81

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28th October 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211028005649/en/

Contacts

Millennium Partners, L.P.

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