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Form 8.3 - NORTONLIFELOCK INC

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LONDON, January 21, 2022--(BUSINESS WIRE)--

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

19 January 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,275,520

0.22%

585,257

0.10%

(2)

Cash-settled derivatives:

473,807

0.08%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,749,327

0.30%

2,100,527

0.36%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

3

23.5250 EUR

USD 0.01 common

Purchase

23

26.5404 USD

USD 0.01 common

Purchase

39

26.7700 USD

USD 0.01 common

Purchase

41

26.8860 USD

USD 0.01 common

Purchase

41

26.4402 USD

USD 0.01 common

Purchase

48

26.4000 USD

USD 0.01 common

Purchase

72

26.4333 USD

USD 0.01 common

Purchase

96

26.4712 USD

USD 0.01 common

Purchase

100

23.5500 EUR

USD 0.01 common

Purchase

100

26.3300 USD

USD 0.01 common

Purchase

100

26.7300 USD

USD 0.01 common

Purchase

127

26.4857 USD

USD 0.01 common

Purchase

136

26.3483 USD

USD 0.01 common

Purchase

177

26.5692 USD

USD 0.01 common

Purchase

179

26.4308 USD

USD 0.01 common

Purchase

200

26.5000 USD

USD 0.01 common

Purchase

230

26.4374 USD

USD 0.01 common

Purchase

246

26.4131 USD

USD 0.01 common

Purchase

248

26.3808 USD

USD 0.01 common

Purchase

254

26.5973 USD

USD 0.01 common

Purchase

272

26.5763 USD

USD 0.01 common

Purchase

400

26.4812 USD

USD 0.01 common

Purchase

409

26.3726 USD

USD 0.01 common

Purchase

502

26.5584 USD

USD 0.01 common

Purchase

689

26.4300 USD

USD 0.01 common

Purchase

1,043

26.4968 USD

USD 0.01 common

Purchase

1,333

26.9100 USD

USD 0.01 common

Purchase

1,429

26.4674 USD

USD 0.01 common

Purchase

2,257

26.4796 USD

USD 0.01 common

Purchase

3,570

26.3605 USD

USD 0.01 common

Purchase

3,860

26.4998 USD

USD 0.01 common

Purchase

7,455

26.3600 USD

USD 0.01 common

Purchase

7,691

26.5143 USD

USD 0.01 common

Purchase

9,492

26.5026 USD

USD 0.01 common

Purchase

9,623

26.4555 USD

USD 0.01 common

Purchase

15,100

26.7500 USD

USD 0.01 common

Purchase

24,156

26.3910 USD

USD 0.01 common

Purchase

27,966

26.5163 USD

USD 0.01 common

Purchase

41,811

26.3928 USD

USD 0.01 common

Purchase

47,978

26.5277 USD

USD 0.01 common

Purchase

68,934

26.4009 USD

USD 0.01 common

Sale

3

23.5250 EUR

USD 0.01 common

Sale

28

26.8300 USD

USD 0.01 common

Sale

51

26.4900 USD

USD 0.01 common

Sale

82

26.8860 USD

USD 0.01 common

Sale

100

26.3300 USD

USD 0.01 common

Sale

100

23.5500 EUR

USD 0.01 common

Sale

100

26.6500 USD

USD 0.01 common

Sale

177

26.5033 USD

USD 0.01 common

Sale

182

26.3800 USD

USD 0.01 common

Sale

195

26.3861 USD

USD 0.01 common

Sale

200

26.6600 USD

USD 0.01 common

Sale

200

26.5850 USD

USD 0.01 common

Sale

314

26.5666 USD

USD 0.01 common

Sale

314

26.3900 USD

USD 0.01 common

Sale

322

26.6134 USD

USD 0.01 common

Sale

351

26.4613 USD

USD 0.01 common

Sale

402

26.3902 USD

USD 0.01 common

Sale

502

26.6172 USD

USD 0.01 common

Sale

548

26.3816 USD

USD 0.01 common

Sale

615

26.4339 USD

USD 0.01 common

Sale

852

26.4359 USD

USD 0.01 common

Sale

852

26.5477 USD

USD 0.01 common

Sale

954

26.6632 USD

USD 0.01 common

Sale

1,252

26.4084 USD

USD 0.01 common

Sale

1,333

26.9100 USD

USD 0.01 common

Sale

1,455

26.4208 USD

USD 0.01 common

Sale

1,600

26.7046 USD

USD 0.01 common

Sale

1,642

26.4077 USD

USD 0.01 common

Sale

3,074

26.4123 USD

USD 0.01 common

Sale

3,486

26.4182 USD

USD 0.01 common

Sale

4,003

26.6173 USD

USD 0.01 common

Sale

4,022

26.4034 USD

USD 0.01 common

Sale

4,210

26.6824 USD

USD 0.01 common

Sale

4,538

26.4603 USD

USD 0.01 common

Sale

4,883

26.3927 USD

USD 0.01 common

Sale

4,918

26.4029 USD

USD 0.01 common

Sale

5,104

26.4761 USD

USD 0.01 common

Sale

6,017

26.5517 USD

USD 0.01 common

Sale

7,529

26.3696 USD

USD 0.01 common

Sale

7,802

26.3600 USD

USD 0.01 common

Sale

8,337

26.4620 USD

USD 0.01 common

Sale

9,623

26.4555 USD

USD 0.01 common

Sale

16,688

26.3628 USD

USD 0.01 common

Sale

27,059

26.4142 USD

USD 0.01 common

Sale

30,200

26.7500 USD

USD 0.01 common

Sale

30,515

26.5158 USD

USD 0.01 common

Sale

38,429

26.4985 USD

USD 0.01 common

Sale

55,306

26.3901 USD

NB: The below transactions which were previously disclosed have been cancelled

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

7,550

26.7500 USD

USD 0.01 common

Sale

15,100

26.7500 USD

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

USD 0.01 common

SWAP

Long

1,977

26.6409 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

21 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20220121005303/en/

Contacts

BARCLAYS PLC

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