UK markets closed
  • FTSE 100

    6,944.02
    -83.46 (-1.19%)
     
  • FTSE 250

    23,592.23
    -40.61 (-0.17%)
     
  • AIM

    1,276.53
    +4.39 (+0.35%)
     
  • GBP/EUR

    1.1723
    +0.0005 (+0.04%)
     
  • GBP/USD

    1.3756
    -0.0041 (-0.30%)
     
  • BTC-GBP

    34,572.43
    -481.49 (-1.37%)
     
  • CMC Crypto 200

    1,206.34
    -19.20 (-1.57%)
     
  • S&P 500

    4,441.70
    -32.05 (-0.72%)
     
  • DOW

    34,573.44
    -177.88 (-0.51%)
     
  • CRUDE OIL

    71.64
    -0.97 (-1.34%)
     
  • GOLD FUTURES

    1,754.80
    -1.90 (-0.11%)
     
  • NIKKEI 225

    30,500.05
    +176.71 (+0.58%)
     
  • HANG SENG

    24,920.76
    +252.91 (+1.03%)
     
  • DAX

    15,455.62
    -196.13 (-1.25%)
     
  • CAC 40

    6,553.96
    -68.63 (-1.04%)
     

Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
·5-min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, August 05, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

04 August 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

656,802

0.92%

58,118

0.08%

(2)

Cash-settled derivatives:

37,648

0.05%

361,960

0.51%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

694,450

0.97%

420,078

0.59%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

5p ordinary

Purchase

1

31.6400 GBP

5p ordinary

Purchase

48

31.6168 GBP

5p ordinary

Purchase

133

31.5600 GBP

5p ordinary

Purchase

133

32.0200 GBP

5p ordinary

Purchase

190

31.5662 GBP

5p ordinary

Purchase

230

31.5568 GBP

5p ordinary

Purchase

412

31.6252 GBP

5p ordinary

Purchase

702

31.5464 GBP

5p ordinary

Purchase

1,652

31.5400 GBP

5p ordinary

Purchase

2,244

31.5423 GBP

5p ordinary

Purchase

2,483

31.5351 GBP

5p ordinary

Purchase

2,845

31.6429 GBP

5p ordinary

Sale

20

32.0230 GBP

5p ordinary

Sale

48

31.6200 GBP

5p ordinary

Sale

53

31.6713 GBP

5p ordinary

Sale

93

31.5200 GBP

5p ordinary

Sale

113

32.0231 GBP

5p ordinary

Sale

122

31.4900 GBP

5p ordinary

Sale

133

31.5600 GBP

5p ordinary

Sale

133

32.0200 GBP

5p ordinary

Sale

151

31.4862 GBP

5p ordinary

Sale

316

31.5400 GBP

5p ordinary

Sale

337

31.5223 GBP

5p ordinary

Sale

381

31.5317 GBP

5p ordinary

Sale

448

31.5468 GBP

5p ordinary

Sale

473

31.6360 GBP

5p ordinary

Sale

480

31.5921 GBP

5p ordinary

Sale

559

31.7401 GBP

5p ordinary

Sale

688

31.5748 GBP

5p ordinary

Sale

738

31.6651 GBP

5p ordinary

Sale

1,103

31.5415 GBP

5p ordinary

Sale

1,346

31.5168 GBP

5p ordinary

Sale

1,481

31.5544 GBP

5p ordinary

Sale

5,400

31.5095 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

SWAP

Long

43

31.6800 GBP

5p ordinary

SWAP

Long

334

31.5248 GBP

5p ordinary

SWAP

Long

742

31.5794 GBP

5p ordinary

SWAP

Long

1,093

31.5354 GBP

5p ordinary

SWAP

Long

2,426

31.5462 GBP

5p ordinary

CFD

Short

412

31.6252 GBP

5p ordinary

SWAP

Short

517

31.5402 GBP

5p ordinary

SWAP

Short

756

31.5610 GBP

5p ordinary

SWAP

Short

1,305

31.5353 GBP

5p ordinary

SWAP

Short

1,544

31.5344 GBP

5p ordinary

SWAP

Short

1,727

31.5429 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

5 Aug 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210805005553/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting