Notification of Major Holdings 1. Details of issuer | Name: | Fresenius SE & Co. KGaA |
| Street: | Else-Kröner-Straße 1 |
| Postal code: | 61352 |
| City: | Bad Homburg v.d.H.
Germany |
| Legal Entity Identifier (LEI): | XDFJ0CYCOO1FXRFTQS51 |
2. Reason for notification | | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| X | Other reason:
Change in authority to exercise voting rights (see 10.) |
3. Details of person subject to the notification obligation Legal entity: DWS Investment GmbH
City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 3.25 % | 0.001144959037 % | 3.25 % | 557399854 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % |
| | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) |
| DE0005785604 | 0 | 18109578 | 0.00 % | 3.25 % |
| Total | 18109578 | 3.25 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| | | 0 | 0.00 % |
| | | Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Reverse Convertible Bond | 23/10/2020 | | | 6382 | 0 % |
| | | | Total | 6382 | 0.001144959037 % |
8. Information in relation to the person subject to the notification obligation | X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| | | | |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks: | No market acquisition. Notification obligation triggered by the delegation of authority to exercise voting rights, formerly held by DWS Investment S.A. and DWS International GmbH, to DWS Investment GmbH |
Date
