Yahoo Finance 
NB Private Equity: Correction of Holding(s) in Company
This announcement is a correction of an announcement published on 26 April 2021. Following a correction of published Total Voting Rights in the Company, the percentages of Total Voting Rights represented by the reported holdings have been corrected in the announcement below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | NB Private Equity Partners Limited | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | ||||||
Non-UK issuer | X | |||||
2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Tilney Smith & Williamson Limited | |||||
City and country of registered office (if applicable) | London, United Kingdom | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | N/A | |||||
City and country of registered office (if applicable) | N/A | |||||
5. Date on which the threshold was crossed or reachedvi: | N/A | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 12/10/2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 9.179% | - | 9.179% | 46,761,030 | ||
Position of previous notification (if | 9.037% | - | 9.037% | |||
| |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of | Number of voting rightsix | % of voting rights | |||||||
Direct | Indirect | Direct | Indirect | ||||||
GG00B1ZBD492 | 4,292,379 | 9.179% | |||||||
SUBTOTAL 8. A | 4,292,379 | 9.179% | |||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expiration | Exercise/ | Physical or cash | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Smith & Williamson Holdings Limited | 8.935% | - | 8.935% | |
Tilney Smith & Williamson Limited | 0.244% | - | 0.244% | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional informationxvi | ||||
Place of completion | London, United Kingdom |
Date of completion | 12/10/2021 |
