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Petra Diamonds Ltd - Holding(s) in Company

·3-min read

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

BMG702782084

Issuer Name

PETRA DIAMONDS LIMITED

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

Other

Comments

Change of attribution of the nature of the holding

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

31-Aug-2022

6. Date on which Issuer notified

05-Sep-2022

7. Total positions of person(s) subject to the notification obligation

.

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

0.722518

5.818484

6.541002

12702742

Position of previous notification (if applicable)

0.000000

0.030938

0.030938

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

BMG702782084

1403143

0.722518

Sub Total 8.A

1403143

0.722518%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

9759853

5.025625

Sub Total 8.B1

9759853

5.025625%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

16/11/2022

N/A

Cash

11205

0.005770

Swaps

09/01/2023

N/A

Cash

680000

0.350151

Swaps

31/01/2023

N/A

Cash

2155

0.001110

Swaps

23/01/2023

N/A

Cash

659853

0.339777

Swaps

28/04/2023

N/A

Cash

52675

0.027124

Swaps

30/11/2022

N/A

Cash

8464

0.004358

Swaps

31/07/2024

N/A

Cash

125394

0.064569

Sub Total 8.B2

1539746

0.792859%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Bank of America National Association

Bank of America Corporation

BofA Securities Europe SA

Bank of America Corporation

Merrill Lynch International

5.780664

6.502976%

Bank of America Corporation

BofA Securities, Inc

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Due to the re-calibration of collateral positions

12. Date of Completion

05-Sep-2022

13. Place Of Completion

United Kingdom