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Rights and Issues Investment Trust PLC: Holding(s) in Company

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Rights and Issues Investment Trust PLC (RIII)
08-Nov-2021 / 14:30 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007392078

Issuer Name

RIGHTS AND ISSUES INVESTMENT TRUST PUBLIC LIMITED COMPANY

UK or Non-UK Issuer

UK

2. Reason for Notification

An event changing the breakdown of voting

3. Details of person subject to the notification obligation

Name

Dartmoor Investment Trust Limited

City of registered office (if applicable)

Exeter

Country of registered office (if applicable)

UK

4. Details of the shareholder

Name

City of registered office

Country of registered office

 

 

JIM Nominees Limited

 

 

 

 

5. Date on which the threshold was crossed or reached

04-Nov-2021

6. Date on which Issuer notified

05-Nov-2021

7. Total positions of person(s) subject to the notification obligation

.

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

10.005480

0.000000

10.005480

742892

Position of previous notification (if applicable)

10.005480

0.000000

10.005480

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

 

 

GB0007392078 Income Shares

 

 

 

742892

 

10.005480

 

 

Sub

  Total 8.A

 

 

742892

10.005480%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

 

 

 

 

 

 

 

Sub

  Total 8.B1

 

 

 

 

 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

Sub

  Total 8.B2

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

Nicholas Howard Lewis

 

 

 

 

Dartmoor Investment Trust Limited

 

 

10.005480

 

10.005480%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

This notification replaces the notification previously submitted with position ID PID00258910. As well as being the ultimate controlling person under section 9 above, Nicholas Howard Lewis is an indirect holder of 185,800 ordinary shares in the issuer (2.5024%), the voting rights of which are held by Platform Securities LLP on his behalf, and hence he controls the voting rights over 928,692 such shares (12.50789%) in total.

12. Date of Completion

08-Nov-2021

13. Place Of Completion

Exeter, England


ISIN:

GB0007392078

Category Code:

HOL

TIDM:

RIII

LEI Code:

2138002AWAM93Z6BP574

OAM Categories:

2.3. Major shareholding notifications

Sequence No.:

126300

EQS News ID:

1247128


 

End of Announcement

EQS News Service

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