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TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

·3-min read

TUI AG (TUI)
09-Jul-2021 / 11:27 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:

TUI AG

Street:

Karl-Wiechert-Allee 4

Postal code:

30625

City:

Hannover
Germany

Legal Entity Identifier (LEI):

529900SL2WSPV293B552


2. Reason for notification

 

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

06 Jul 2021


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.13 %

4.96 %

5.09 %

1099393634

Previous notification

n/a %

n/a %

n/a %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE000TUAG000

0

1478677

0.00 %

0.13 %

Total

1478677

0.13 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall shares lent out

n/a

n/a

3610000

0.33 %

Internal right to recall shares lent out

n/a

n/a

5864856

0.53 %

 

 

Total

9474856

0.86 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Third Party convertible bonds - right of use held

16/04/2028

16/04/2028

Physical

19242601

1.75 %

Convertible bonds

16/04/2028

16/04/2028

Physical

2517198

0.23 %

Right to recall convertible bonds lent out

16/04/2028

16/04/2028

Physical

652606

0.06 %

Equity Swap

02/09/2021 - 10/07/2028

02/09/2021 - 10/07/2028

Cash

22599325

2.06 %

 

 

 

Total

45011730

4.09 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:


Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Bank, National Association

%

%

%

J.P. Morgan International Finance Limited

%

%

%

J.P. Morgan Capital Holdings Limited

%

%

%

J.P. Morgan Securities plc

%

%

%

-

%

%

%

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Holdings LLC

%

%

%

J.P. Morgan Broker-Dealer Holdings Inc.

%

%

%

J.P. Morgan Securities LLC

%

%

%

-

%

%

%

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Bank, National Association

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

08 Jul 2021



ISIN:

DE000TUAG000

Category Code:

HOL

TIDM:

TUI

LEI Code:

529900SL2WSPV293B552

OAM Categories:

2.3. Major shareholding notifications

Sequence No.:

116473

EQS News ID:

1217287


 

End of Announcement

EQS News Service

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