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TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

·4-min read

TUI AG (TUI)
14-Jul-2021 / 12:10 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:

TUI AG

Street:

Karl-Wiechert-Allee 4

Postal code:

30625

City:

Hannover
Germany

Legal Entity Identifier (LEI):

529900SL2WSPV293B552


2. Reason for notification

 

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

07 Jul 2021


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.20 %

5.14 %

5.33 %

1099393634

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE000TUAG000

2060175

100000

0.19 %

0.01 %

Total

2160175

0.20 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

5491004

0.50 %

Convertible Bonds

16.04.2028

16.04.2028

12436837

1.13 %

Certificates

16.07.2021-24.08.2022

16.07.2021-24.08.2022

6391655

0.58 %

 

 

Total

24319496

2.21 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

1923972

0.18 %

Certificates

03.01.2033

Until 03.01.2033

Cash

92346

0.01 %

Contracts For Difference

N/A

N/A

Cash

3132193

0.28 %

OTC Call Options

17.09.2021-03.01.2033

Until 17.09.2021-03.01.2033

Cash

10249019

0.93 %

OTC Call Options

17.09.2021-17.12.2021

17.09.2021-17.12.2021

Cash

436537

0.04 %

OTC Put Options

17.09.2021-03.01.2033

Until 17.09.2021-03.01.2033

Cash

1671589

0.15 %

OTC Put Options

16.12.2022

Until 16.12.2022

Physical

366205

0.03 %

Listed Put Options

17.12.2021-16.12.2022

Until 17.12.2021-16.12.2022

Physical

2825000

0.26 %

Listed Call Warrants

17.09.2021-03.01.2033

Until 17.09.2021-03.01.2033

Cash

9363427

0.85 %

Listed Call Warrants

17.09.2021-17.12.2021

17.09.2021-17.12.2021

Cash

436537

0.04 %

Listed Put Warrants

17.09.2021-03.01.2033

Until 17.09.2021-03.01.2033

Cash

1671589

0.15 %

 

 

 

Total

32168414

2.93 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:


Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Société Générale S.A.

%

%

%

Société Générale Effekten GmbH

%

%

%

-

%

%

%

Société Générale S.A.

%

%

%

SG AMERICAS Securities Holdings, LLC

%

%

%

SG AMERICAS Securities, LLC

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

12 Jul 2021



ISIN:

DE000TUAG000

Category Code:

HOL

TIDM:

TUI

LEI Code:

529900SL2WSPV293B552

OAM Categories:

2.3. Major shareholding notifications

Sequence No.:

117403

EQS News ID:

1218830


 

End of Announcement

EQS News Service

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