TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03-May-2023 / 15:17 CET/CEST
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer Name: | TUI AG | Street: | Karl-Wiechert-Allee 4 | Postal code: | 30625 | City: | Hannover
Germany | Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
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3. Details of person subject to the notification obligation Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 4.73 % | 1.42 % | 6.15 % | 507431033 | Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | DE000TUAG505 | 0 | 23995083 | 0 % | 4.73 % | Total | 23995083 | 4.73 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right to recall lent shares | | At any time | 3493013 | 0.69 % | Right of use over shares | | At any time | 2138897 | 0.42 % | | | Total | 5631910 | 1.11 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Exchangable bonds (DE000A3E5KG2) | 16/04/2028 | 27/05/2021 -30/03/2028 | Physical | 491176 | 0.1 % | Swaps on Baskets | 11/08/2023-15/04/2026 | | Cash | 100751 | 0.02 % | Rights of use over Exchangeable Bonds | | At any time | Physical | 11848 | 0 % | Short Put Option | 15/12/2023-18/12/2026 | | Physical | 991595 | 0.2 % | | | | Total | 1595370 | 0.31 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Switzerland AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management (Singapore) Ltd | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management (UK) Limited | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management Life Ltd | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Switzerland AG | % | % | % | UBS Fund Management (Switzerland) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Asset Management AG | % | % | % | UBS Fund Management (Luxembourg) S.A. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | 4.15 % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both | % | % | % |
10. Other explanatory remarks:
Date
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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