TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
28-Apr-2023 / 17:18 CET/CEST
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer Name: | TUI AG | Street: | Karl-Wiechert-Allee 4 | Postal code: | 30625 | City: | Hannover
Germany | Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights | X | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
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3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Goldman Sachs International
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5. Date on which threshold was crossed or reached:
6. Total positions
| % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 4.65 % | 3.26 % | 7.91 % | 507431033 | Previous notification | 0.84 % | 2.12 % | 2.96 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | DE000TUAG505 | 0 | 23603025 | 0 % | 4.65 % | Total | 23603025 | 4.65 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right To Recall | Open | | 7332118 | 1.44 % | Right Of Use | Open | | 4464358 | 0.88 % | Call Option | 16.06.2023 | | 322449 | 0.06 % | Convertible Bond | 16.04.2028 | | 956105 | 0.19 % | Call Warrant | 20.06.2025 | | 205415 | 0.04 % | | | Total | 13280446 | 2.62 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Put Option | 15.12.2023 | | Physical | 79472 | 0.02 % | Swap | 25.04.2033 | | Cash | 2273886 | 0.45 % | Call Warrant | 31.12.2030 | | Cash | 911970 | 0.18 % | | | | Total | 3265328 | 0.64 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management, L.P. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | GSAM Holdings LLC | % | % | % | Goldman Sachs Asset Management Holdings LLC | % | % | % | Goldman Sachs Asset Management UK Holdings I Ltd | % | % | % | Goldman Sachs Asset Management UK Holdings II Ltd | % | % | % | Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. | % | % | % | Goldman Sachs Asset Management Holdings B.V. | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International Bank | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs Bank USA | % | % | % | Goldman Sachs Bank Europe SE | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs & Co. LLC | % | % | % | - | % | % | % | The Goldman Sachs Group, Inc. | % | % | % | Goldman Sachs (UK) L.L.C. | % | % | % | Goldman Sachs Group UK Limited | % | % | % | Goldman Sachs International | 3.71 % | % | 6.07 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both | % | % | % |
10. Other explanatory remarks:
Date
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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