Man Group PLC : Form 8.3 - Morrison (Wm) Supermarkets PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Man Group PLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Morrison (WM) Supermarkets plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	22/06/2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	YES / NO / N/A If YES, specify which: Please fill in manually

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	10p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	29,539,871	1.22584	-	0
(2) Cash-settled derivatives:	721,016	0.02992	- 3,005,400	-0.12472
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	0	-	0
TOTAL:	30,260,887	1.25576	- 3,005,400	-0.12472

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities		Price per unit
10p ordinary	Equity Swaps	Reducing a long position		16,051	2.38
10p ordinary	Equity Swaps	Reducing a long position		235,720	2.38
10p ordinary	Equity Swaps	Reducing a long position		232	2.38
10p ordinary	Equity Swaps	Reducing a long position		12,145	2.38
10p ordinary	Equity Swaps	Reducing a long position		14,633	2.38
10p ordinary	Equity Swaps	Reducing a long position		228	2.38
10p ordinary	Equity Swaps	Reducing a long position		2,147	2.38
10p ordinary	Equity Swaps	Reducing a long position		1,001	2.38
10p ordinary	Equity Swaps	Reducing a short position		90,701	2.37
10p ordinary	Equity Swaps	Reducing a short position		9,260	2.37
10p ordinary	Equity Swaps	Reducing a short position		461,113	2.38
10p ordinary	Equity Swaps	Reducing a short position		297,851	2.37
10p ordinary	Equity Swaps	Reducing a short position		293,868	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,152,758	2.37
10p ordinary	Equity Swaps	Reducing a short position		64,713	2.37
10p ordinary	Equity Swaps	Reducing a short position		6,607	2.37
10p ordinary	Equity Swaps	Reducing a short position		328,995	2.38
10p ordinary	Equity Swaps	Reducing a short position		212,510	2.37
10p ordinary	Equity Swaps	Reducing a short position		209,670	2.37
10p ordinary	Equity Swaps	Reducing a short position		822,469	2.37
10p ordinary	Equity Swaps	Increasing a short position		20,400	2.38
10p ordinary	Equity Swaps	Increasing a short position		47,700	2.38
10p ordinary	Equity Swaps	Reducing a short position		2,360	2.37
10p ordinary	Equity Swaps	Reducing a short position		240	2.37
10p ordinary	Equity Swaps	Reducing a short position		12,003	2.38
10p ordinary	Equity Swaps	Reducing a short position		7,753	2.37
10p ordinary	Equity Swaps	Reducing a short position		7,649	2.37
10p ordinary	Equity Swaps	Reducing a short position		30,010	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,837	2.37
10p ordinary	Equity Swaps	Reducing a short position		187	2.37
10p ordinary	Equity Swaps	Reducing a short position		9,343	2.38
10p ordinary	Equity Swaps	Reducing a short position		6,035	2.37
10p ordinary	Equity Swaps	Reducing a short position		5,954	2.37
10p ordinary	Equity Swaps	Reducing a short position		23,360	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,027	2.37
10p ordinary	Equity Swaps	Reducing a short position		104	2.37
10p ordinary	Equity Swaps	Reducing a short position		5,226	2.38
10p ordinary	Equity Swaps	Reducing a short position		3,375	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,331	2.37
10p ordinary	Equity Swaps	Reducing a short position		13,067	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,072	2.37
10p ordinary	Equity Swaps	Reducing a short position		109	2.37
10p ordinary	Equity Swaps	Reducing a short position		5,452	2.38
10p ordinary	Equity Swaps	Reducing a short position		3,522	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,475	2.37
10p ordinary	Equity Swaps	Reducing a short position		13,633	2.37
10p ordinary	Equity Swaps	Reducing a short position		772	2.37
10p ordinary	Equity Swaps	Reducing a short position		78	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,925	2.38
10p ordinary	Equity Swaps	Reducing a short position		2,535	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,501	2.37
10p ordinary	Equity Swaps	Reducing a short position		9,814	2.37
10p ordinary	Equity Swaps	Reducing a short position		600	2.37
10p ordinary	Equity Swaps	Reducing a short position		61	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,055	2.38
10p ordinary	Equity Swaps	Reducing a short position		1,973	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,947	2.37
10p ordinary	Equity Swaps	Reducing a short position		7,640	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,003	2.37
10p ordinary	Equity Swaps	Reducing a short position		102	2.37
10p ordinary	Equity Swaps	Reducing a short position		5,101	2.38
10p ordinary	Equity Swaps	Reducing a short position		3,295	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,251	2.37
10p ordinary	Equity Swaps	Reducing a short position		12,753	2.37
10p ordinary	Equity Swaps	Reducing a short position		781	2.37
10p ordinary	Equity Swaps	Reducing a short position		79	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,971	2.38
10p ordinary	Equity Swaps	Reducing a short position		2,565	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,531	2.37
10p ordinary	Equity Swaps	Reducing a short position		9,932	2.37
10p ordinary	Equity Swaps	Reducing a short position		730	2.37
10p ordinary	Equity Swaps	Reducing a short position		74	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,714	2.38
10p ordinary	Equity Swaps	Reducing a short position		2,399	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,367	2.37
10p ordinary	Equity Swaps	Reducing a short position		9,289	2.37
10p ordinary	Equity Swaps	Reducing a short position		568	2.37
10p ordinary	Equity Swaps	Reducing a short position		58	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,891	2.38
10p ordinary	Equity Swaps	Reducing a short position		1,867	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,842	2.37
10p ordinary	Equity Swaps	Reducing a short position		7,230	2.37
10p ordinary	Equity Swaps	Reducing a short position		98,600	2.38
10p ordinary	Equity Swaps	Reducing a short position		8,200	2.38
10p ordinary	Equity Swaps	Reducing a short position		7,855	2.37
10p ordinary	Equity Swaps	Reducing a short position		802	2.37
10p ordinary	Equity Swaps	Reducing a short position		39,935	2.38
10p ordinary	Equity Swaps	Reducing a short position		25,796	2.37
10p ordinary	Equity Swaps	Reducing a short position		25,448	2.37
10p ordinary	Equity Swaps	Reducing a short position		99,836	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,053	2.37
10p ordinary	Equity Swaps	Reducing a short position		209	2.37
10p ordinary	Equity Swaps	Reducing a short position		10,437	2.38
10p ordinary	Equity Swaps	Reducing a short position		6,742	2.37
10p ordinary	Equity Swaps	Reducing a short position		6,652	2.37
10p ordinary	Equity Swaps	Reducing a short position		26,096	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,466	2.37
10p ordinary	Equity Swaps	Reducing a short position		149	2.37
10p ordinary	Equity Swaps	Reducing a short position		7,458	2.38
10p ordinary	Equity Swaps	Reducing a short position		4,817	2.37
10p ordinary	Equity Swaps	Reducing a short position		4,753	2.37
10p ordinary	Equity Swaps	Reducing a short position		18,648	2.37
10p ordinary	Equity Swaps	Reducing a short position		346	2.37
10p ordinary	Equity Swaps	Reducing a short position		35	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,759	2.38
10p ordinary	Equity Swaps	Reducing a short position		1,136	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,121	2.37
10p ordinary	Equity Swaps	Reducing a short position		4,402	2.37
10p ordinary	Equity Swaps	Reducing a short position		269	2.37
10p ordinary	Equity Swaps	Reducing a short position		27	2.37
10p ordinary	Equity Swaps	Reducing a short position		1,369	2.38
10p ordinary	Equity Swaps	Reducing a short position		884	2.37
10p ordinary	Equity Swaps	Reducing a short position		873	2.37
10p ordinary	Equity Swaps	Reducing a short position		3,426	2.37
10p ordinary	Equity Swaps	Reducing a long position		581	2.38
10p ordinary	Equity Swaps	Reducing a short position		2,571	2.37
10p ordinary	Equity Swaps	Reducing a short position		262	2.37
10p ordinary	Equity Swaps	Reducing a short position		13,075	2.38
10p ordinary	Equity Swaps	Reducing a short position		8,445	2.37
10p ordinary	Equity Swaps	Reducing a short position		8,333	2.37
10p ordinary	Equity Swaps	Reducing a short position		32,689	2.37
10p ordinary	Equity Swaps	Reducing a short position		2,679	2.37
10p ordinary	Equity Swaps	Reducing a short position		273	2.37
10p ordinary	Equity Swaps	Reducing a short position		13,624	2.38
10p ordinary	Equity Swaps	Reducing a short position		8,800	2.37
10p ordinary	Equity Swaps	Reducing a short position		8,683	2.37
10p ordinary	Equity Swaps	Reducing a short position		34,062	2.37
10p ordinary	Equity Swaps	Increasing a short position		17,500	2.38
10p ordinary	Equity Swaps	Reducing a short position		55,800	2.38

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES/NO

Date of disclosure:	23/06/2021
Contact name:	Abdi Musse
Telephone number:	+442071443164

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.