ALPS/Dorsey Wright Sector Momentum ETF (SWIN)

16.90 +2.21 (+15.04%) At close: 04:00PM EDT

ALPS/Dorsey Wright Sector Momentum ETF

Tower 3, China Hong Kong City
Room 1910-1912A 33 Canton Road
Tsim Sha Tsui 999077
Hong Kong
852 3428 3893
https://www.solomonwin.com.hk

Sector(s): Financial Services
Industry: Capital Markets
Full-time employees: 16

Key executives

Name	Title	Pay	Exercised	Year born
Mr. Shing Tak Tam C.F.A.	CEO & Director	N/A	N/A	1987
Ms. Lili Liu	Chief Financial Officer	N/A	N/A	1984
Mr. Tze Bun Cheng	Chief Operation Officer	N/A	N/A	1987

Amounts are as of , and compensation values are for the last fiscal year ending on that date. Pay includes salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.

Description

Solowin Holdings, an investment holding company, provides securities brokerage, corporate finance, investment advisory, and asset management services in Hong Kong. It operates Solomon Pro, a trading platform that allows investors to trade listed securities and their derivative products listed on the Hong Kong Stock Exchange, New York Stock Exchange, Nasdaq, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The company also provides Hong Kong securities trading, initial public offering subscription and placement, bond trading, fund subscription, equity custodian and agent, investment immigrant account management, enterprise employee shareholding exercise, professional investment research, and instant quotation services. In addition, it offers investment advisory services to its clients based on their financial needs and risk appetite; and issues and manages various fund products. Further, the company provides professional asset management services to financial institutions and private institutions, as well as tailored financial services to individual investors; investment banking services; financial and independent financial advisory services for unlisted and listed companies; and offshore private fund investment services. Solowin Holdings was incorporated in 2021 and is based in Tsim Sha Tsui, Hong Kong.

Corporate governance

ALPS/Dorsey Wright Sector Momentum ETF’s ISS governance QualityScore as of N/A is N/A. The pillar scores are Audit: N/A; Board: N/A; Shareholder rights: N/A; Compensation: N/A.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while 10 indicates higher governance risk.